Shamrock Asset Management’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Shamrock Asset Management’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-99,358	Closed	-$6.61M	–	244
2019 Q2	$6.61M	Sell	99,358 -8,875	-8%	-$581K	4.68%	6
2019 Q1	$6.92M	Buy	+108,233	New	+$6.52M	5.48%	4
2018 Q4	–	Sell	-1,418	Closed	-$90K	–	230
2018 Q3	$90K	Sell	1,418 -88,239	-98%	-$5.34M	0.06%	120
2018 Q2	$5.04M	Sell	89,657 -499	-0.6%	-$28.2K	3.07%	9
2018 Q1	$5.12M	Sell	90,156 -22,201	-20%	-$1.23M	3.06%	8
2017 Q4	$5.77M	Sell	112,357 -767	-0.7%	-$39.1K	3.42%	6
2017 Q3	$5.43M	Sell	113,124 -20,269	-15%	-$928K	3.48%	6
2017 Q2	$5.8M	Sell	133,393 -12,397	-9%	-$540K	3.63%	5
2017 Q1	$6.13M	Sell	145,790 -14,713	-9%	-$596K	3.81%	6
2016 Q4	$6.08M	Buy	+160,503	New	+$5.95M	3.71%	8
2015 Q3	–	Sell	-619,364	Closed	-$21.9M	–	262
2015 Q2	$21.9M	Buy	+619,364	New	+$22.6M	10.16%	4
2015 Q1	–	Sell	-705,833	Closed	-$24.4M	–	293
2014 Q4	$24.4M	Buy	+705,833	New	+$23.2M	9.77%	3
2014 Q3	–	Sell	-40,258	Closed	-$1.32M	–	272
2014 Q2	$1.31M	Buy	40,258 +25,990	+182%	+$802K	0.41%	62
2014 Q1	$445K	Buy	14,268 +4,260	+43%	+$131K	0.15%	73
2013 Q4	$299K	Buy	+10,008	New	+$281K	0.1%	88

Other funds holding FXL

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FEM

Fulcrum Equity Management Plano, Texas $136M AUM 42.95% 1-Year Est. Return

Shamrock Asset Management's FXL Position: Q3 2019 in Review

Shamrock Asset Management sold out of First Trust Technology AlphaDEX Fund (FXL) in Q3 2019, closing a stake of 99,358 shares — an estimated $6.61M sold.

Shamrock Asset Management first reported a position in FXL in Q4 2013 and held it in 15 quarters. The position peaked at $24.4M in Q4 2014. 184 funds tracked by Wall St. Rank hold FXL as of Q3 2019.

Shamrock Asset Management reported no remaining First Trust Technology AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Shamrock Asset Management sold 99,358 First Trust Technology AlphaDEX Fund shares in Q3 2019, an estimated $6.61M.
Shamrock Asset Management first reported a position in First Trust Technology AlphaDEX Fund in Q4 2013 and held it in 15 quarters.
Shamrock Asset Management's First Trust Technology AlphaDEX Fund position peaked at $24.4M in Q4 2014.
184 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q3 2019.

Based on Shamrock Asset Management's 13F filing for Q3 2019, filed 13 Nov 2019.