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First Trust Technology AlphaDEX Fund

96 hedge funds and large institutions have $335M invested in First Trust Technology AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 31 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 10

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

26% more funds holding

Funds holding: 7696 (+20)

24% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 25

14% more capital invested

Capital invested by funds: $293M → $335M (+$42.1M)

1.8% more ownership

Funds ownership: 55.98%57.78% (+1.8%)

Holders
96
Holders Change
+20
Holders Change %
+26.32%
% of All Funds
2.4%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
31
Increased
31
Reduced
25
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$69.8M +$6.04M +162,906 +10%
Morgan Stanley
2
Morgan Stanley
New York
$58.3M -$4.26M -114,971 -7%
UBS Group
3
UBS Group
Switzerland
$27.6M +$5.06M +136,565 +23%
HA
4
Hays Advisory
Tennessee
$17.7M +$17.3M +466,834 New
AIM
5
Astor Investment Management
Illinois
$13.6M -$2.43M -65,429 -15%
Bank of America
6
Bank of America
North Carolina
$13.3M -$2.14M -57,691 -14%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$11.3M +$6.19M +167,018 +127%
RJA
8
Raymond James & Associates
Florida
$9.72M +$2.38M +64,168 +33%
LPL Financial
9
LPL Financial
California
$9.49M +$107K +2,900 +1%
UCFA
10
United Capital Financial Advisors
Texas
$9.07M -$71.3K -1,924 -0.8%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$7.68M +$43.8K +1,182 +0.6%
HCIA
12
Hochman Cole Investment Advisors
Illinois
$7.18M +$121K +3,257 +2%
NA
13
Navellier & Associates
Nevada
$6.92M +$6.77M +182,673 New
SAM
14
SignalPoint Asset Management
Missouri
$6.89M -$2.42M -65,176 -26%
SAM
15
Shamrock Asset Management
Texas
$6.08M +$5.95M +160,503 New
FEG
16
Financial Enhancement Group
Indiana
$4.77M +$226K +6,104 +5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$4.19M -$4.16M -112,207 -50%
BFA
18
Beaumont Financial Advisors
Massachusetts
$4.02M +$952K +25,692 +32%
Goldman Sachs
19
Goldman Sachs
New York
$3.81M -$5.54M -149,403 -60%
BCM
20
Barometer Capital Management
Ontario, Canada
$2.77M +$2.71M +73,100 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.42M +$4.37K +118 +0.2%
Stifel Financial
22
Stifel Financial
Missouri
$2.21M +$1.27M +34,171 +143%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$2.13M +$1.25M +33,779 +152%
HFS
24
HL Financial Services
Kentucky
$1.98M +$92.3K +2,489 +5%
SI
25
Stephens Inc
Arkansas
$1.76M -$28.4K -766 -2%