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First Trust Technology AlphaDEX Fund

79 hedge funds and large institutions have $271M invested in First Trust Technology AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less funds holding

Funds holding: 8179 (-2)

5.47% less ownership

Funds ownership: 62.72%57.25% (-5.5%)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

22% less capital invested

Capital invested by funds: $349M → $271M (-$78.1M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

59% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 46

Holders
79
Holders Change
-2
Holders Change %
-2.47%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
9
Increased
19
Reduced
46
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57M -$5.77M -177,614 -9%
Wells Fargo
2
Wells Fargo
California
$44.2M -$16.6M -511,027 -28%
UBS Group
3
UBS Group
Switzerland
$19.3M -$4.24M -130,602 -18%
AIM
4
Astor Investment Management
Illinois
$16.9M -$7.55M -232,204 -31%
Bank of America
5
Bank of America
North Carolina
$13.6M -$1.84M -56,524 -12%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$10.7M -$2.15M -66,134 -17%
LPL Financial
7
LPL Financial
California
$8.72M -$10.2M -312,915 -54%
Goldman Sachs
8
Goldman Sachs
New York
$8.3M -$9.72M -299,012 -54%
UCFA
9
United Capital Financial Advisors
Texas
$8.01M +$6.99K +215 +0.1%
CS
10
Credit Suisse
Switzerland
$7.32M +$2.03M +62,537 +39%
ACM
11
Aviance Capital Management
Florida
$6.7M -$3.85M -118,344 -37%
SAM
12
SignalPoint Asset Management
Missouri
$6.1M -$744K -22,879 -11%
HCIA
13
Hochman Cole Investment Advisors
Illinois
$5.71M -$37.6K -1,158 -0.7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$5.14M -$10.8M -331,039 -68%
BFA
15
Beaumont Financial Advisors
Massachusetts
$4.45M -$3.34M -102,624 -43%
RJA
16
Raymond James & Associates
Florida
$4.44M -$2.83M -87,176 -39%
FEG
17
Financial Enhancement Group
Indiana
$3.75M -$45K -1,386 -1%
Citadel Advisors
18
Citadel Advisors
Florida
$3.6M +$2.31M +71,136 +187%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$2.63M +$1.43M +44,024 +124%
TRCT
20
Tower Research Capital (TRC)
New York
$2.28M +$1.22M +37,459 +118%
VF
21
Virtu Financial
New York
$2.17M +$1.65M +50,622 +334%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$2.11M -$91.8K -2,826 -4%
Jane Street
23
Jane Street
New York
$1.79M +$421K +12,959 +31%
HFS
24
HL Financial Services
Kentucky
$1.69M +$1.38M +42,451 +493%
JP Morgan Chase
25
JP Morgan Chase
New York
$1.43M -$167K -5,140 -11%