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First Trust Technology AlphaDEX Fund

164 hedge funds and large institutions have $1.37B invested in First Trust Technology AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 50 increasing their positions, 65 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 32

1% more funds holding

Funds holding: 163164 (+1)

3.61% less ownership

Funds ownership: 81.2%77.58% (-3.6%)

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

23% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 65

24% less capital invested

Capital invested by funds: $1.8B → $1.37B (-$428M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $263K

Holders
164
Holders Change
+1
Holders Change %
+0.61%
% of All Funds
3.65%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.16%
New
34
Increased
50
Reduced
65
Closed
32
Calls
Puts
$263K
Net Calls
-$263K
Net Calls Change
+$341K
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$545M -$37.7M -680,868 -6%
Wells Fargo
2
Wells Fargo
California
$138M -$37.6M -677,727 -21%
Morgan Stanley
3
Morgan Stanley
New York
$116M -$11.2M -201,454 -8%
Bank of America
4
Bank of America
North Carolina
$50.1M -$8.06M -145,434 -13%
UBS Group
5
UBS Group
Switzerland
$46.7M -$5.11M -92,145 -9%
RJA
6
Raymond James & Associates
Florida
$38.4M -$10.3M -185,507 -20%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$30.3M +$27.9M +502,495 +683%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$28.4M +$11.1M +200,025 +59%
TIM
9
Total Investment Management
Arizona
$26.3M +$24.1M +434,784 New
AIM
10
Astor Investment Management
Illinois
$24.3M -$3.12M -56,294 -11%
LPL Financial
11
LPL Financial
California
$22.5M +$795K +14,339 +3%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$18.5M +$6.67M +120,342 +52%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$17.7M +$895K +16,138 +5%
NC
14
NewSquare Capital
Pennsylvania
$17.4M +$178K +3,215 +1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$16.9M +$10.4M +187,144 +139%
MML Investors Services
16
MML Investors Services
Massachusetts
$13M -$987K -17,802 -7%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$12.9M -$688K -12,409 -5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$12.4M -$5.65M -101,869 -30%
SB
19
Suntrust Banks
Georgia
$11.1M +$327K +5,905 +3%
HFS
20
HL Financial Services
Kentucky
$10.8M +$118K +2,133 +1%
HCIA
21
Hochman Cole Investment Advisors
Illinois
$9.98M +$31.2K +562 +0.3%
Ameriprise
22
Ameriprise
Minnesota
$9.57M -$742K -13,383 -7%
ODG
23
O'Dell Group
Ohio
$8.45M -$460K -8,294 -5%
CS
24
Credit Suisse
Switzerland
$7.08M +$4.32M +77,869 +137%
DADC
25
D.A. Davidson & Co
Montana
$6.99M +$27.9K +503 +0.4%