Total Investment Management’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Total Investment Management’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-774,905	Closed	-$50.5M	–	57
2019 Q3	$50.5M	Sell	774,905 -1,939	-0.2%	-$131K	10.24%	6
2019 Q2	$50.9M	Buy	776,844 +397,476	+105%	+$26M	11.6%	2
2019 Q1	$23.9M	Sell	379,368 -55,416	-13%	-$3.34M	5.75%	8
2018 Q4	$26.3M	Buy	+434,784	New	+$24.1M	8.35%	5

Other funds holding FXL

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Total Investment Management's FXL Position: Q4 2019 in Review

Total Investment Management sold out of First Trust Technology AlphaDEX Fund (FXL) in Q4 2019, closing a stake of 774,905 shares — an estimated $50.5M sold.

Total Investment Management first reported a position in FXL in Q4 2018 and held it in 4 quarters. The position peaked at $50.9M in Q2 2019. 202 funds tracked by Wall St. Rank hold FXL as of Q4 2019.

Total Investment Management reported no remaining First Trust Technology AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Total Investment Management sold 774,905 First Trust Technology AlphaDEX Fund shares in Q4 2019, an estimated $50.5M.
Total Investment Management first reported a position in First Trust Technology AlphaDEX Fund in Q4 2018 and held it in 4 quarters.
Total Investment Management's First Trust Technology AlphaDEX Fund position peaked at $50.9M in Q2 2019.
202 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q4 2019.

Based on Total Investment Management's 13F filing for Q4 2019, filed 11 Feb 2020.