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First Trust Technology AlphaDEX Fund

202 hedge funds and large institutions have $1.79B invested in First Trust Technology AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 66 increasing their positions, 70 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 21

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

10% more funds holding

Funds holding: 184202 (+18)

8% more capital invested

Capital invested by funds: $1.66B → $1.79B (+$129M)

0.45% less ownership

Funds ownership: 74.72%74.27% (-0.45%)

6% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 70

Holders
202
Holders Change
+18
Holders Change %
+9.78%
% of All Funds
3.98%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.18%
New
42
Increased
66
Reduced
70
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$608M +$10.6M +155,092 +2%
Wells Fargo
2
Wells Fargo
California
$210M +$358K +5,218 +0.2%
Morgan Stanley
3
Morgan Stanley
New York
$169M -$1.68M -24,481 -1%
Bank of America
4
Bank of America
North Carolina
$68.8M -$1.72M -25,145 -3%
UBS Group
5
UBS Group
Switzerland
$67.2M +$6.17K +90 +0%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$63.4M +$4.53M +66,008 +8%
RJA
7
Raymond James & Associates
Florida
$51.9M -$2.29M -33,449 -4%
LPL Financial
8
LPL Financial
California
$37.5M +$3.41M +49,642 +11%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$29M -$94.5K -1,377 -0.3%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$28.1M +$1.5M +21,814 +6%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$25M -$40.8K -595 -0.2%
NC
12
NewSquare Capital
Pennsylvania
$24.5M +$667K +9,730 +3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$20.3M +$1.29M +18,851 +7%
AG
14
Advisor Group
Arizona
$19.4M +$4.26M +62,029 +30%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$18.1M
MML Investors Services
16
MML Investors Services
Massachusetts
$17.9M -$180K -2,629 -1%
Truist Financial
17
Truist Financial
North Carolina
$17.6M +$16.6M +242,354 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$16.8M -$2.96M -43,219 -16%
AIM
19
Astor Investment Management
Illinois
$16.6M -$1.06M -15,433 -6%
FEG
20
Financial Enhancement Group
Indiana
$15.4M +$3.23M +47,039 +28%
FEM
21
Fulcrum Equity Management
Texas
$15.2M -$16M -233,373 -53%
Ameriprise
22
Ameriprise
Minnesota
$14.1M -$66.4K -968 -0.5%
HCIA
23
Hochman Cole Investment Advisors
Illinois
$12.5M -$595K -8,667 -5%
NA
24
Navellier & Associates
Nevada
$12.4M -$12.8M -186,852 -52%
Stifel Financial
25
Stifel Financial
Missouri
$11.6M +$3.47M +50,562 +47%