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First Trust Technology AlphaDEX Fund

87 hedge funds and large institutions have $919M invested in First Trust Technology AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 51 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

850% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 2

264% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 14

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

31% more capital invested

Capital invested by funds: $700M → $919M (+$219M)

23% more funds holding

Funds holding: 7187 (+16)

9.31% less ownership

Funds ownership: 78.78%69.47% (-9.3%)

Holders
87
Holders Change
+16
Holders Change %
+22.54%
% of All Funds
2.32%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.16%
New
19
Increased
51
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$352M +$65.5M +1,987,639 +24%
BTS
2
BB&T Securities
Virginia
$67.2M -$1.08M -32,842 -14%
Morgan Stanley
3
Morgan Stanley
New York
$65.9M +$2.36M +71,706 +4%
Wells Fargo
4
Wells Fargo
California
$64.6M +$11.3M +341,913 +22%
PPA
5
Parametric Portfolio Associates
Washington
$43.6M +$8.06M +244,670 +24%
AIM
6
Astor Investment Management
Illinois
$38.1M +$5.72M +173,625 +19%
Bank of America
7
Bank of America
North Carolina
$33.7M +$2.6M +78,924 +9%
BFA
8
Beaumont Financial Advisors
Massachusetts
$30.2M -$2.14M -64,973 -7%
UBS Group
9
UBS Group
Switzerland
$29.3M +$27.9M +848,358 New
SAM
10
Shamrock Asset Management
Texas
$24.4M +$23.2M +705,833 New
HA
11
Hays Advisory
Tennessee
$22.1M +$20.8M +631,403 +8,018%
PI
12
Placemark Investments
Illinois
$17.7M +$3.66M +111,249 +28%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$12.8M +$734K +22,294 +6%
LPL Financial
14
LPL Financial
California
$11.7M +$1.7M +51,705 +18%
RJA
15
Raymond James & Associates
Florida
$10.9M +$4.54M +137,895 +78%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$8.62M +$311K +9,448 +4%
BUB
17
BBVA USA Bancshares
Texas
$8.58M -$742K -22,541 -8%
Stifel Financial
18
Stifel Financial
Missouri
$8.45M +$2.73M +82,768 +51%
FHA
19
First Horizon Advisors
Tennessee
$8.13M +$7.7M +233,885 New
TRCT
20
Tower Research Capital (TRC)
New York
$3.71M -$226K -6,852 -6%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$3.48M +$313K +9,502 +10%
ACM
22
Aviance Capital Management
Florida
$3.48M +$2.14M +65,025 +181%
AIG
23
American International Group
New York
$3.45M +$2.63M +79,731 +394%
Citadel Advisors
24
Citadel Advisors
Florida
$3.27M +$3.12M +94,819 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$2.6M -$794K -24,091 -24%