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First Trust Technology AlphaDEX Fund

186 hedge funds and large institutions have $1.66B invested in First Trust Technology AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 63 increasing their positions, 71 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

270% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 10

57% more funds holding in top 10

Funds holding in top 10: 711 (+4)

21% more capital invested

Capital invested by funds: $1.37B → $1.66B (+$285M)

13% more funds holding

Funds holding: 164186 (+22)

1.48% less ownership

Funds ownership: 77.58%76.11% (-1.5%)

11% less repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 71

Holders
186
Holders Change
+22
Holders Change %
+13.41%
% of All Funds
4.03%
Holding in Top 10
11
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+57.14%
% of All Funds
0.24%
New
37
Increased
63
Reduced
71
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$591M -$67.5M -1,120,183 -11%
Wells Fargo
2
Wells Fargo
California
$180M +$11.7M +193,712 +7%
Morgan Stanley
3
Morgan Stanley
New York
$147M +$6.02M +99,871 +5%
Bank of America
4
Bank of America
North Carolina
$65.3M +$4.12M +68,376 +7%
UBS Group
5
UBS Group
Switzerland
$58.7M +$1.8M +29,896 +3%
RJA
6
Raymond James & Associates
Florida
$51.4M +$4.43M +73,469 +10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$45.9M +$10.7M +177,918 +33%
LPL Financial
8
LPL Financial
California
$30M +$2.49M +41,274 +10%
AIM
9
Astor Investment Management
Illinois
$25.2M -$4.06M -67,352 -15%
FEM
10
Fulcrum Equity Management
Texas
$24.9M +$23.5M +389,795 New
TIM
11
Total Investment Management
Arizona
$23.9M -$3.34M -55,416 -13%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$23M +$2.32M +38,577 +12%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$21.6M +$131K +2,167 +0.6%
NC
14
NewSquare Capital
Pennsylvania
$20.8M -$335K -5,565 -2%
NA
15
Navellier & Associates
Nevada
$19.4M +$18.3M +303,038 New
Ameriprise
16
Ameriprise
Minnesota
$18.7M +$6.81M +112,978 +62%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$18.1M -$12.4M -205,527 -58%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17M +$1.77M +29,438 +12%
MML Investors Services
19
MML Investors Services
Massachusetts
$16.9M +$997K +16,547 +7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$15.5M -$161K -2,669 -1%
HCIA
21
Hochman Cole Investment Advisors
Illinois
$12.6M +$464K +7,692 +4%
HFS
22
HL Financial Services
Kentucky
$12.1M -$1.06M -17,583 -9%
SB
23
Suntrust Banks
Georgia
$10.8M -$404K -6,699 -3%
ODG
24
O'Dell Group
Ohio
$10.2M -$53.2K -883 -0.5%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$9.21M +$4.23M +70,207 +97%