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First Trust Technology AlphaDEX Fund

105 hedge funds and large institutions have $361M invested in First Trust Technology AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 39 increasing their positions, 41 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

0% more funds holding

Funds holding: 105105 (0)

5% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 41

4.37% less ownership

Funds ownership: 59.05%54.68% (-4.4%)

9% less capital invested

Capital invested by funds: $399M → $361M (-$37.4M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
105
Holders Change
Holders Change %
0%
% of All Funds
2.62%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
11
Increased
39
Reduced
41
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$81M -$7.53M -164,472 -9%
Morgan Stanley
2
Morgan Stanley
New York
$56.4M -$5.77M -125,939 -10%
UBS Group
3
UBS Group
Switzerland
$24.1M -$9.77M -213,434 -30%
Bank of America
4
Bank of America
North Carolina
$19.5M +$3.95M +86,316 +27%
AIM
5
Astor Investment Management
Illinois
$16.4M +$655K +14,316 +4%
LPL Financial
6
LPL Financial
California
$14.6M +$319K +6,963 +2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$12.8M +$400K +8,747 +3%
RJA
8
Raymond James & Associates
Florida
$12M -$2.44M -53,381 -18%
FEG
9
Financial Enhancement Group
Indiana
$10.4M +$155K +3,395 +2%
HCIA
10
Hochman Cole Investment Advisors
Illinois
$8.89M -$216K -4,717 -2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$5.61M -$3.2M -69,811 -37%
SAM
12
Shamrock Asset Management
Texas
$5.43M -$928K -20,269 -15%
HA
13
Hays Advisory
Tennessee
$5.09M -$2.99M -65,226 -38%
GFPC
14
Global Financial Private Capital
Florida
$5M +$23.6K +515 +0.5%
DADC
15
D.A. Davidson & Co
Montana
$4.47M +$207K +4,521 +5%
IH
16
IFC Holdings
Florida
$4.33M +$43.6K +953 +1%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$4.26M -$513K -11,203 -11%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$3.67M -$1.56M -34,011 -31%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.49M +$26.9K +587 +0.8%
PFA
20
Pinnacle Family Advisors
Missouri
$2.91M +$1.83M +39,925 +193%
MIAN
21
Mariner Independent Advisor Network
Kansas
$2.6M -$82.7K -1,807 -3%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$2.51M -$2.44M -53,228 -50%
Goldman Sachs
23
Goldman Sachs
New York
$2.44M +$32.7K +714 +1%
BFA
24
Beaumont Financial Advisors
Massachusetts
$2.27M -$408K -8,905 -16%
AI
25
Atria Investments
North Carolina
$2.16M +$9.16K +200 +0.4%