B. Riley Financial’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-16,680	Closed	-$975K	–	217
2018 Q2	$975K	Sell	16,680 -8,663	-34%	-$506K	0.26%	73
2018 Q1	$1.39M	Buy	25,343 +2,106	+9%	+$116K	0.39%	56
2017 Q4	$1.19M	Buy	23,237 +4,153	+22%	+$213K	0.31%	62
2017 Q3	$915K	Buy	+19,084	New	+$915K	0.25%	97