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First Trust Technology AlphaDEX Fund

45 hedge funds and large institutions have $283M invested in First Trust Technology AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 7

113% more capital invested

Capital invested by funds: $133M → $283M (+$150M)

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

16.6% more ownership

Funds ownership: 52.24%68.84% (+17%)

7% more funds holding

Funds holding: 4245 (+3)

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.46%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
23
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NA
1
Navellier & Associates
Nevada
$59.7M +$53.8M +2,051,882 +1,440%
BTS
2
BB&T Securities
Virginia
$35.6M +$1.15M +43,845 +50%
FSIM
3
F-Squared Investment Management
Massachusetts
$27.7M +$26.7M +1,019,748 New
Bank of America
4
Bank of America
North Carolina
$24.4M +$2.03M +77,551 +9%
Morgan Stanley
5
Morgan Stanley
New York
$22.4M +$3.22M +122,819 +18%
Wells Fargo
6
Wells Fargo
California
$20.3M +$4.98M +190,122 +34%
PPA
7
Parametric Portfolio Associates
Washington
$18.9M +$5.68M +216,559 +45%
U
8
UBS
Switzerland
$10.3M +$5.17M +197,350 +110%
Ameriprise
9
Ameriprise
Minnesota
$8.23M +$532K +20,304 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.82M +$2.57M +98,020 +52%
BUB
11
BBVA USA Bancshares
Texas
$7.54M +$131K +4,996 +2%
SG Americas Securities
12
SG Americas Securities
New York
$6.88M +$6.63M +252,978 New
PI
13
Placemark Investments
Illinois
$5.5M +$1.65M +62,839 +45%
LPL Financial
14
LPL Financial
California
$4.93M +$674K +25,710 +17%
SNC
15
Stifel Nicolaus & Co
Missouri
$3.57M +$526K +20,085 +18%
FA
16
FDx Advisors
Illinois
$2.83M +$643K +24,534 +31%
CS
17
Credit Suisse
Switzerland
$1.71M +$1.38M +52,793 +528%
TT
18
Tower Trust
Indiana
$1.63M +$371K +14,169 +31%
AssetMark Inc
19
AssetMark Inc
California
$1.59M +$1.53M +58,453 New
RJA
20
Raymond James & Associates
Florida
$1.44M +$283K +10,783 +26%
Citigroup
21
Citigroup
New York
$1.36M +$1.31M +50,000 New
SAM
22
SignalPoint Asset Management
Missouri
$1.31M -$229K -8,727 -15%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.25M -$115K -4,370 -9%
PFS
24
Prospera Financial Services
Texas
$1.07M +$7.39K +282 +0.7%
FHC
25
First Heartland Consultants
Missouri
$646K +$26.3K +1,005 +4%