Timber Hill’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Timber Hill’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-8,085	Closed	-$220K	–	3046
2013 Q3	$220K	Sell	8,085 -5,632	-41%	-$148K	﹤0.01%	2991
2013 Q2	$335K	Buy	+13,717	New	+$331K	﹤0.01%	2737

Other funds holding FXL

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.57B AUM 25.77% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

BUB

BBVA USA Bancshares Houston, Texas $2.1B AUM 62.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Timber Hill's FXL Position: Q4 2013 in Review

Timber Hill sold out of First Trust Technology AlphaDEX Fund (FXL) in Q4 2013, closing a stake of 8,085 shares — an estimated $220K sold.

Timber Hill first reported a position in FXL in Q2 2013 and held it in 2 quarters. The position peaked at $335K in Q2 2013. 44 funds tracked by Wall St. Rank hold FXL as of Q4 2013.

Timber Hill reported no remaining First Trust Technology AlphaDEX Fund position as of Q4 2013 after selling out during the quarter.
Timber Hill sold 8,085 First Trust Technology AlphaDEX Fund shares in Q4 2013, an estimated $220K.
Timber Hill first reported a position in First Trust Technology AlphaDEX Fund in Q2 2013 and held it in 2 quarters.
Timber Hill's First Trust Technology AlphaDEX Fund position peaked at $335K in Q2 2013.
44 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q4 2013.

Based on Timber Hill's 13F filing for Q4 2013, filed 14 Feb 2014.