SG Americas Securities’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

SG Americas Securities’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-12,763	Closed	-$811K	–	3135
2018 Q3	$811K	Buy	+12,763	New	+$773K	0.01%	1840
2018 Q1	–	Sell	-4,439	Closed	-$228K	–	3338
2017 Q4	$228K	Sell	4,439 -4,269	-49%	-$218K	﹤0.01%	2356
2017 Q3	$418K	Buy	+8,708	New	+$399K	﹤0.01%	1991
2016 Q4	–	Sell	-24,803	Closed	-$912K	–	3236
2016 Q3	$912K	Buy	24,803 +1,820	+8%	+$64.2K	0.01%	1244
2016 Q2	$758K	Buy	22,983 +5,717	+33%	+$186K	0.01%	1478
2016 Q1	$569K	Buy	+17,266	New	+$529K	﹤0.01%	1677
2015 Q3	–	Sell	-13,054	Closed	-$461K	–	2309
2015 Q2	$461K	Sell	13,054 -59,157	-82%	-$2.16M	﹤0.01%	1508
2015 Q1	$2.58M	Buy	72,211 +49,497	+218%	+$1.74M	0.02%	700
2014 Q4	$784K	Buy	+22,714	New	+$748K	﹤0.01%	1351
2014 Q3	–	Sell	-68,800	Closed	-$2.24M	–	2703
2014 Q2	$2.24M	Buy	+68,800	New	+$2.12M	0.01%	936
2013 Q4	–	Sell	-252,978	Closed	-$6.88M	–	2762
2013 Q3	$6.88M	Buy	+252,978	New	+$6.63M	0.03%	523

Other funds holding FXL

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $948M AUM 17.6% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

SG Americas Securities's FXL Position: Q4 2018 in Review

SG Americas Securities sold out of First Trust Technology AlphaDEX Fund (FXL) in Q4 2018, closing a stake of 12,763 shares — an estimated $811K sold.

SG Americas Securities first reported a position in FXL in Q3 2013 and held it in 11 quarters. The position peaked at $6.88M in Q3 2013. 164 funds tracked by Wall St. Rank hold FXL as of Q4 2018.

SG Americas Securities reported no remaining First Trust Technology AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
SG Americas Securities sold 12,763 First Trust Technology AlphaDEX Fund shares in Q4 2018, an estimated $811K.
SG Americas Securities first reported a position in First Trust Technology AlphaDEX Fund in Q3 2013 and held it in 11 quarters.
SG Americas Securities's First Trust Technology AlphaDEX Fund position peaked at $6.88M in Q3 2013.
164 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q4 2018.

Based on SG Americas Securities's 13F filing for Q4 2018, filed 1 Feb 2019.