SG Americas Securities’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-12,763	Closed	-$811K	–	3135
2018 Q3	$811K	Buy	+12,763	New	+$773K	0.01%	1840
2018 Q1	–	Sell	-4,439	Closed	-$228K	–	3338
2017 Q4	$228K	Sell	4,439 -4,269	-49%	-$218K	﹤0.01%	2356
2017 Q3	$418K	Buy	+8,708	New	+$399K	﹤0.01%	1991
2016 Q4	–	Sell	-24,803	Closed	-$912K	–	3236
2016 Q3	$912K	Buy	24,803 +1,820	+8%	+$64.2K	0.01%	1244
2016 Q2	$758K	Buy	22,983 +5,717	+33%	+$186K	0.01%	1478
2016 Q1	$569K	Buy	+17,266	New	+$529K	﹤0.01%	1677
2015 Q3	–	Sell	-13,054	Closed	-$461K	–	2309
2015 Q2	$461K	Sell	13,054 -59,157	-82%	-$2.16M	﹤0.01%	1508
2015 Q1	$2.58M	Buy	72,211 +49,497	+218%	+$1.74M	0.02%	700
2014 Q4	$784K	Buy	+22,714	New	+$748K	﹤0.01%	1351
2014 Q3	–	Sell	-68,800	Closed	-$2.24M	–	2703
2014 Q2	$2.24M	Buy	+68,800	New	+$2.12M	0.01%	936
2013 Q4	–	Sell	-252,978	Closed	-$6.88M	–	2762
2013 Q3	$6.88M	Buy	+252,978	New	+$6.63M	0.03%	523