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First Trust Technology AlphaDEX Fund

70 hedge funds and large institutions have $620M invested in First Trust Technology AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 30 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

11% more funds holding

Funds holding: 6370 (+7)

6.18% less ownership

Funds ownership: 77.33%71.15% (-6.2%)

14% less capital invested

Capital invested by funds: $720M → $620M (-$100M)

27% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 30

Holders
70
Holders Change
+7
Holders Change %
+11.11%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
13
Increased
22
Reduced
30
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$216M -$76.9M -2,490,937 -27%
BTS
2
BB&T Securities
Virginia
$60.2M -$2.29M -74,330 -29%
Morgan Stanley
3
Morgan Stanley
New York
$60.1M +$4.2M +136,074 +8%
Wells Fargo
4
Wells Fargo
California
$38.1M -$1.47M -47,517 -4%
PPA
5
Parametric Portfolio Associates
Washington
$29.6M -$13.9M -450,914 -33%
AIM
6
Astor Investment Management
Illinois
$23.5M +$11.7M +379,945 +111%
BFA
7
Beaumont Financial Advisors
Massachusetts
$22.8M -$2.01M -65,282 -9%
Bank of America
8
Bank of America
North Carolina
$22.8M -$4.67M -151,255 -18%
HA
9
Hays Advisory
Tennessee
$21.7M +$779K +25,246 +4%
U
10
UBS
Switzerland
$19M -$200K -6,489 -1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$12.3M +$1.63M +52,785 +16%
PI
12
Placemark Investments
Illinois
$10.5M -$4.11M -133,241 -29%
LPL Financial
13
LPL Financial
California
$10.2M -$662K -21,455 -6%
BUB
14
BBVA USA Bancshares
Texas
$8.98M -$132K -4,267 -2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$7.86M -$1.1M -35,650 -13%
Stifel Financial
16
Stifel Financial
Missouri
$5.89M +$1.97M +63,918 +55%
CS
17
Credit Suisse
Switzerland
$5.59M +$4.11M +133,135 +343%
RJA
18
Raymond James & Associates
Florida
$5.25M +$360K +11,667 +8%
FMP
19
Financial Management Professionals
Texas
$2.95M -$79.9K -2,589 -3%
ONB
20
Old National Bancorp
Indiana
$2.49M +$2.36M +76,435 New
BRWM
21
B. Riley Wealth Management
Tennessee
$2.31M -$635K -20,587 -22%
SG Americas Securities
22
SG Americas Securities
New York
$2.24M +$2.12M +68,800 New
SAM
23
SignalPoint Asset Management
Missouri
$2.22M -$49.9K -1,617 -2%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$2.05M +$1.38M +44,578 +240%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$1.93M +$42.9K +1,391 +2%