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First Trust Technology AlphaDEX Fund

87 hedge funds and large institutions have $497M invested in First Trust Technology AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 36 increasing their positions, 28 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

29% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 28

8% more capital invested

Capital invested by funds: $461M → $497M (+$36.2M)

6% more funds holding

Funds holding: 8287 (+5)

3.75% more ownership

Funds ownership: 68.24%72% (+3.8%)

Holders
87
Holders Change
+5
Holders Change %
+6.1%
% of All Funds
2.28%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.1%
New
16
Increased
36
Reduced
28
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$82.4M -$9.67M -287,627 -10%
Morgan Stanley
2
Morgan Stanley
New York
$79.8M +$5.2M +154,466 +7%
Goldman Sachs
3
Goldman Sachs
New York
$60M -$475K -14,121 -0.8%
UBS Group
4
UBS Group
Switzerland
$36.6M +$8.29M +246,338 +29%
AIM
5
Astor Investment Management
Illinois
$36.3M -$18.9M -561,923 -34%
Bank of America
6
Bank of America
North Carolina
$22.9M +$1.1M +32,560 +5%
LPL Financial
7
LPL Financial
California
$20.2M +$10.2M +303,768 +96%
ACM
8
Aviance Capital Management
Florida
$16.8M -$8.09M -240,405 -32%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$15.9M +$2.77M +82,380 +21%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$15.1M +$2.84M +84,522 +23%
RJA
11
Raymond James & Associates
Florida
$12.3M +$3.4M +101,222 +38%
BFA
12
Beaumont Financial Advisors
Massachusetts
$11.5M -$229K -6,813 -2%
UCFA
13
United Capital Financial Advisors
Texas
$8.05M +$276K +8,212 +4%
FEG
14
Financial Enhancement Group
Indiana
$7.17M +$2.59M +76,968 +56%
SAM
15
SignalPoint Asset Management
Missouri
$6.16M +$1.72M +51,233 +38%
HCIA
16
Hochman Cole Investment Advisors
Illinois
$5.9M +$5.97M +177,455 New
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$4.46M +$167K +4,964 +4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$4.08M +$3.26M +96,871 +376%
JP Morgan Chase
19
JP Morgan Chase
New York
$3.17M -$664K -19,739 -17%
Mirae Asset Global Investments
20
Mirae Asset Global Investments
South Korea
$2.48M +$572K +17,000 +30%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.16M +$921K +27,375 +73%
DADC
22
D.A. Davidson & Co
Montana
$2.13M -$70.6K -2,100 -3%
BTS
23
BB&T Securities
Virginia
$1.86M -$543K -16,130 -22%
RPG
24
Risk Paradigm Group
Texas
$1.78M +$1.8M +53,519 New
Jane Street
25
Jane Street
New York
$1.54M -$89.5K -2,660 -5%