Aviance Capital Management’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Aviance Capital Management’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	$376K	Buy	+5,884	New	+$355K	0.06%	137
2018 Q2	–	Sell	-22,232	Closed	-$1.22M	–	234
2018 Q1	$1.22M	Buy	22,232 +21,966	+8,258%	+$1.22M	0.09%	114
2017 Q4	$14K	Hold	266	–	–	﹤0.01%	244
2017 Q3	$13K	Hold	266	–	–	﹤0.01%	242
2017 Q2	$12K	Buy	+266	New	+$11.6K	﹤0.01%	239
2016 Q4	–	Sell	-147,431	Closed	-$5.42M	–	238
2016 Q3	$5.42M	Sell	147,431 -55,505	-27%	-$1.96M	0.15%	115
2016 Q2	$6.7M	Sell	202,936 -118,344	-37%	-$3.85M	0.2%	92
2016 Q1	$10.6M	Sell	321,280 -183,759	-36%	-$5.63M	0.35%	67
2015 Q4	$16.8M	Sell	505,039 -240,405	-32%	-$8.09M	0.55%	49
2015 Q3	$23.6M	Buy	+745,444	New	+$25.1M	0.83%	38
2015 Q2	–	Sell	-307,721	Closed	-$11M	–	113
2015 Q1	$11M	Buy	307,721 +206,810	+205%	+$7.26M	0.41%	53
2014 Q4	$3.48M	Buy	100,911 +65,025	+181%	+$2.14M	0.13%	106
2014 Q3	$1.16M	Buy	35,886 +11,760	+49%	+$385K	0.05%	173
2014 Q2	$785K	Buy	24,126 +6,636	+38%	+$205K	0.03%	186
2014 Q1	$545K	Buy	17,490 +12,238	+233%	+$376K	0.03%	197
2013 Q4	$157K	Sell	5,252 -698	-12%	-$19.6K	0.08%	154
2013 Q3	$162K	Sell	5,950 -27	-0.5%	-$708	0.09%	144
2013 Q2	$146K	Buy	+5,977	New	+$144K	0.08%	159

Other funds holding FXL

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

FEM

Fulcrum Equity Management Plano, Texas $136M AUM 42.95% 1-Year Est. Return

Aviance Capital Management's FXL Position: Q1 2019 in Review

Aviance Capital Management opened a new position in First Trust Technology AlphaDEX Fund (FXL) in Q1 2019: 5,884 shares worth $376K. The stake represents 0.06% of the portfolio and ranks #137 among its holdings. This is a return to the name: Aviance Capital Management previously reported a position in FXL as recently as Q1 2018.

Aviance Capital Management first reported a position in FXL in Q2 2013 and has held it in 18 quarters since. The position peaked at $23.6M in Q3 2015. 186 funds tracked by Wall St. Rank hold FXL as of Q1 2019.

Aviance Capital Management held 5,884 shares of First Trust Technology AlphaDEX Fund worth $376K as of Q1 2019.
First Trust Technology AlphaDEX Fund was a new Aviance Capital Management position in Q1 2019.
First Trust Technology AlphaDEX Fund made up 0.06% of Aviance Capital Management's portfolio in Q1 2019, its #137 holding.
Aviance Capital Management first reported a position in First Trust Technology AlphaDEX Fund in Q2 2013 and has held it in 18 quarters since.
Aviance Capital Management's First Trust Technology AlphaDEX Fund position peaked at $23.6M in Q3 2015.
186 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q1 2019.

Based on Aviance Capital Management's 13F filing for Q1 2019, filed 15 May 2019.