We are live on ! Find out more
FXL icon

First Trust Technology AlphaDEX Fund

71 hedge funds and large institutions have $700M invested in First Trust Technology AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 36 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 21

13% more capital invested

Capital invested by funds: $620M → $700M (+$79.7M)

7.63% more ownership

Funds ownership: 71.15%78.78% (+7.6%)

1% more funds holding

Funds holding: 7071 (+1)

9% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 11

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
71
Holders Change
+1
Holders Change %
+1.43%
% of All Funds
2.06%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
12
Increased
36
Reduced
21
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$267M +$51.6M +1,576,550 +24%
BTS
2
BB&T Securities
Virginia
$73.7M +$1.39M +42,396 +23%
Morgan Stanley
3
Morgan Stanley
New York
$59.6M -$310K -9,492 -0.5%
Wells Fargo
4
Wells Fargo
California
$49.6M +$11.7M +358,504 +31%
PPA
5
Parametric Portfolio Associates
Washington
$33M +$3.51M +107,375 +12%
BFA
6
Beaumont Financial Advisors
Massachusetts
$30.5M +$7.79M +238,125 +34%
AIM
7
Astor Investment Management
Illinois
$30.2M +$6.85M +209,416 +29%
Bank of America
8
Bank of America
North Carolina
$29.1M +$6.52M +199,200 +28%
U
9
UBS
Switzerland
$27.6M +$8.74M +267,184 +46%
PI
10
Placemark Investments
Illinois
$13.1M +$2.65M +80,907 +25%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$11.3M -$985K -30,109 -8%
LPL Financial
12
LPL Financial
California
$9.08M -$840K -25,691 -8%
BUB
13
BBVA USA Bancshares
Texas
$8.79M -$162K -4,963 -2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$7.79M -$47.5K -1,452 -0.6%
RJA
15
Raymond James & Associates
Florida
$5.75M +$525K +16,041 +10%
Stifel Financial
16
Stifel Financial
Missouri
$5.25M -$625K -19,107 -11%
TRCT
17
Tower Research Capital (TRC)
New York
$3.71M +$1.87M +57,200 +100%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.23M +$1.32M +40,217 +68%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$2.96M +$924K +28,260 +45%
ONB
20
Old National Bancorp
Indiana
$2.35M -$133K -4,056 -5%
SAM
21
SignalPoint Asset Management
Missouri
$2.25M +$39.4K +1,205 +2%
BRWM
22
B. Riley Wealth Management
Tennessee
$2.03M -$271K -8,282 -12%
DADC
23
D.A. Davidson & Co
Montana
$1.66M +$240K +7,330 +17%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$1.45M +$1.28M +39,179 +739%
NA
25
Navellier & Associates
Nevada
$1.41M +$1.43M +43,604 New