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First Trust Technology AlphaDEX Fund

96 hedge funds and large institutions have $363M invested in First Trust Technology AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $335M → $363M (+$27.4M)

2.78% more ownership

Funds ownership: 57.78%60.56% (+2.8%)

6% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 16

0% more funds holding

Funds holding: 9696 (0)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

Holders
96
Holders Change
Holders Change %
0%
% of All Funds
2.39%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
17
Increased
33
Reduced
35
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$73.8M -$3.51M -86,698 -5%
Morgan Stanley
2
Morgan Stanley
New York
$54.7M -$9.55M -235,936 -15%
UBS Group
3
UBS Group
Switzerland
$25.8M -$4.55M -112,478 -15%
Millennium Management
4
Millennium Management
New York
$16.2M +$15.6M +386,100 New
Bank of America
5
Bank of America
North Carolina
$15.8M +$959K +23,692 +7%
AIM
6
Astor Investment Management
Illinois
$15.4M +$254K +6,272 +2%
LPL Financial
7
LPL Financial
California
$13.7M +$3.18M +78,627 +32%
RJA
8
Raymond James & Associates
Florida
$13.5M +$2.66M +65,721 +26%
NA
9
Navellier & Associates
Nevada
$12.1M +$4.24M +104,690 +57%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$11.1M -$1.41M -34,775 -12%
UCFA
11
United Capital Financial Advisors
Texas
$10.2M +$168K +4,155 +2%
FEG
12
Financial Enhancement Group
Indiana
$8.89M +$3.48M +85,841 +68%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$7.91M -$591K -14,595 -7%
HCIA
14
Hochman Cole Investment Advisors
Illinois
$7.83M -$129K -3,180 -2%
SAM
15
Shamrock Asset Management
Texas
$6.13M -$596K -14,713 -9%
GFPC
16
Global Financial Private Capital
Florida
$4.78M +$4.61M +113,781 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$4.3M -$329K -8,129 -7%
Stifel Financial
18
Stifel Financial
Missouri
$4.19M +$1.68M +41,502 +71%
SAM
19
SignalPoint Asset Management
Missouri
$4.01M -$3.49M -86,232 -47%
DADC
20
D.A. Davidson & Co
Montana
$3.49M +$1.83M +45,110 +119%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.94M +$250K +6,172 +10%
BFA
22
Beaumont Financial Advisors
Massachusetts
$2.65M -$1.74M -42,994 -41%
HFS
23
HL Financial Services
Kentucky
$2.45M +$251K +6,188 +12%
Jane Street
24
Jane Street
New York
$2.21M +$2.13M +52,587 New
Goldman Sachs
25
Goldman Sachs
New York
$2.1M -$2.05M -50,670 -50%