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First Trust Technology AlphaDEX Fund

63 hedge funds and large institutions have $720M invested in First Trust Technology AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

950% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 2

357% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 7

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

88% more capital invested

Capital invested by funds: $382M → $720M (+$338M)

43% more funds holding

Funds holding: 4463 (+19)

6.67% more ownership

Funds ownership: 70.66%77.33% (+6.7%)

Holders
63
Holders Change
+19
Holders Change %
+43.18%
% of All Funds
1.82%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
21
Increased
32
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$285M +$131M +4,250,412 +87%
BTS
2
BB&T Securities
Virginia
$80.9M +$3.46M +112,577 +77%
Morgan Stanley
3
Morgan Stanley
New York
$53.4M +$22.5M +733,173 +75%
PPA
4
Parametric Portfolio Associates
Washington
$42.4M +$16.8M +545,643 +67%
Wells Fargo
5
Wells Fargo
California
$38M +$9.31M +303,072 +33%
Bank of America
6
Bank of America
North Carolina
$26.5M +$2.78M +90,623 +12%
BFA
7
Beaumont Financial Advisors
Massachusetts
$23.9M +$9.82M +319,659 +71%
HA
8
Hays Advisory
Tennessee
$20.1M +$19.8M +643,488 New
U
9
UBS
Switzerland
$18.4M +$10.1M +327,183 +125%
PI
10
Placemark Investments
Illinois
$14.2M +$6.48M +210,913 +86%
Citigroup
11
Citigroup
New York
$10.9M +$10.8M +350,000 New
Ameriprise
12
Ameriprise
Minnesota
$10.8M +$782K +25,448 +8%
AIM
13
Astor Investment Management
Illinois
$10.6M +$10.5M +341,406 New
LPL Financial
14
LPL Financial
California
$10.4M +$3.26M +106,033 +47%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$10.1M -$1.39M -45,298 -12%
BUB
16
BBVA USA Bancshares
Texas
$8.74M +$41.9K +1,365 +0.5%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$8.64M +$3.3M +107,458 +63%
Goldman Sachs
18
Goldman Sachs
New York
$6.83M +$6.73M +218,987 New
RJA
19
Raymond James & Associates
Florida
$4.66M +$1.86M +60,414 +68%
Stifel Financial
20
Stifel Financial
Missouri
$3.65M +$3.6M +117,130 New
FMP
21
Financial Management Professionals
Texas
$2.91M +$2.87M +93,384 New
BRWM
22
B. Riley Wealth Management
Tennessee
$2.85M +$2.81M +91,524 New
TT
23
Tower Trust
Indiana
$2.35M +$334K +10,869 +17%
SAM
24
SignalPoint Asset Management
Missouri
$2.17M +$138K +4,483 +7%
FA
25
FDx Advisors
Illinois
$1.86M -$2.03M -65,966 -52%