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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$536M -$17.4M -258,416 -3%
Wells Fargo
2
Wells Fargo
California
$188M -$3.31M -49,056 -2%
Morgan Stanley
3
Morgan Stanley
New York
$153M +$527K +7,819 +0.3%
Bank of America
4
Bank of America
North Carolina
$63.4M -$5.6M -83,116 -8%
UBS Group
5
UBS Group
Switzerland
$60.4M +$313K +4,637 +0.5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$52.6M -$2.32M -34,382 -4%
TIM
7
Total Investment Management
Arizona
$50.5M -$131K -1,939 -0.2%
RJA
8
Raymond James & Associates
Florida
$48.8M -$10.5M -156,284 -17%
LPL Financial
9
LPL Financial
California
$30.4M -$1.23M -18,300 -4%
FEM
10
Fulcrum Equity Management
Texas
$28.8M +$10.9M +161,509 +58%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$26.2M +$1.92M +28,419 +8%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$23.8M +$7.89M +117,063 +47%
NA
13
Navellier & Associates
Nevada
$23.3M +$11.4M +169,742 +90%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$22.5M +$272K +4,042 +1%
NC
15
NewSquare Capital
Pennsylvania
$21.4M +$529K +7,854 +2%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$18.1M – – –
Baird Financial Group
17
Baird Financial Group
Wisconsin
$17.9M -$880K -13,056 -5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17M -$1.89M -27,968 -10%
MML Investors Services
19
MML Investors Services
Massachusetts
$16.2M -$796K -11,808 -5%
AIM
20
Astor Investment Management
Illinois
$16M -$2.99M -44,406 -15%
AG
21
Advisor Group
Arizona
$13.4M +$8.52M +126,425 +161%
Ameriprise
22
Ameriprise
Minnesota
$12.7M +$576K +8,545 +5%
HCIA
23
Hochman Cole Investment Advisors
Illinois
$11.8M -$777K -11,533 -6%
SB
24
Suntrust Banks
Georgia
$10.8M -$375K -5,560 -3%
FEG
25
Financial Enhancement Group
Indiana
$10.8M +$8M +118,621 +254%
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