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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$199M -$18M -137,240 -8%
Wells Fargo
2
Wells Fargo
California
$183M -$17.7M -134,920 -9%
LPL Financial
3
LPL Financial
California
$70.2M -$965K -7,371 -1%
RJA
4
Raymond James & Associates
Florida
$54.7M -$3.95M -30,155 -7%
Bank of America
5
Bank of America
North Carolina
$52.3M -$14.3M -109,416 -22%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$45.1M -$30.8M -235,212 -41%
UBS Group
7
UBS Group
Switzerland
$44M -$31.2M -238,069 -42%
JAWM
8
J. Arnold Wealth Management
Ohio
$40M +$39.3M +300,163 +10,591%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$30.9M -$19.1M -146,203 -38%
Osaic Holdings
10
Osaic Holdings
Arizona
$30.6M +$2.19M +16,745 +8%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$24.1M -$1.42M -10,879 -6%
Truist Financial
12
Truist Financial
North Carolina
$22.4M -$1.9M -14,480 -8%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$20M +$19.8M +151,376 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$19.9M -$1.22M -9,349 -6%
GCA
15
Genesee Capital Advisors
New York
$18.2M +$66.8K +510 +0.4%
Ameriprise
16
Ameriprise
Minnesota
$18M -$4.43M -33,859 -20%
MCM
17
MAI Capital Management
Ohio
$17.1M +$17M +129,438 New
ODG
18
O'Dell Group
Ohio
$16.4M +$199K +1,521 +1%
Stifel Financial
19
Stifel Financial
Missouri
$15.8M +$4.3M +32,795 +38%
DADC
20
D.A. Davidson & Co
Montana
$15.4M -$140K -1,072 -0.9%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$15M -$2.21M -16,892 -13%
TWM
22
Triton Wealth Management
Arizona
$10.7M -$391K -2,988 -3%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$9.19M -$7.74M -59,127 -46%
MML Investors Services
24
MML Investors Services
Massachusetts
$9.04M +$22.9K +175 +0.3%
Jane Street
25
Jane Street
New York
$7.68M +$7.2M +54,947 +1,718%
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