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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$94.4M -$5.25M -45,953 -5%
Wells Fargo
2
Wells Fargo
California
$76.4M -$2.79M -24,396 -3%
LPL Financial
3
LPL Financial
California
$46.6M -$380K -3,328 -0.8%
UBS Group
4
UBS Group
Switzerland
$25.1M +$208K +1,817 +0.8%
RJA
5
Raymond James & Associates
Florida
$22.5M -$1.4M -12,275 -6%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$19.8M +$1.11M +9,715 +6%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$19.4M -$248K -2,169 -1%
Bank of America
8
Bank of America
North Carolina
$19.3M +$175K +1,527 +0.9%
RW
9
RVW Wealth
California
$18.6M +$1.56M +13,650 +9%
GCA
10
Genesee Capital Advisors
New York
$14.5M -$330K -2,889 -2%
Osaic Holdings
11
Osaic Holdings
Arizona
$14.4M +$154K +1,347 +1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$14.3M +$173K +1,509 +1%
VAS
13
Vestmark Advisory Solutions
Massachusetts
$14M -$1.6M -13,984 -10%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$13.3M -$213K -1,861 -2%
MCM
15
MAI Capital Management
Ohio
$12.6M -$1M -8,748 -7%
JAWM
16
J. Arnold Wealth Management
Ohio
$12M +$12.3M +107,942 +276,774%
Truist Financial
17
Truist Financial
North Carolina
$11.9M -$4.61M -40,344 -27%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$11.4M +$5.29M +46,316 +82%
Stifel Financial
19
Stifel Financial
Missouri
$11.1M -$119K -1,038 -1%
Ameriprise
20
Ameriprise
Minnesota
$10.1M +$1.34M +11,740 +15%
VCM
21
Virtue Capital Management
Tennessee
$9.63M – – –
VWM
22
Valley Wealth Managers
New Jersey
$7.76M +$7.98M +69,816 New
NA
23
NewEdge Advisors
Louisiana
$6.72M +$3.2M +27,958 +86%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$6.55M +$2.15M +18,849 +47%
CWA
25
Choice Wealth Advisors
Maine
$6.52M +$4K +35 +0.1%
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