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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$62.8M -$15.1M -494,234 -21%
Wells Fargo
2
Wells Fargo
California
$61M -$19.3M -630,826 -25%
AIM
3
Astor Investment Management
Illinois
$24.6M -$10.6M -347,499 -32%
UBS Group
4
UBS Group
Switzerland
$23.6M -$11.8M -385,143 -35%
LPL Financial
5
LPL Financial
California
$18.9M -$1.23M -40,176 -6%
Goldman Sachs
6
Goldman Sachs
New York
$18.1M -$38.4M -1,253,719 -69%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$16.1M +$994K +32,427 +7%
Bank of America
8
Bank of America
North Carolina
$15.4M -$6.77M -220,902 -32%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$12.9M -$2.69M -87,706 -18%
ACM
10
Aviance Capital Management
Florida
$10.6M -$5.63M -183,759 -36%
UCFA
11
United Capital Financial Advisors
Texas
$7.99M +$11.8K +384 +0.2%
BFA
12
Beaumont Financial Advisors
Massachusetts
$7.83M -$3.37M -109,989 -32%
RJA
13
Raymond James & Associates
Florida
$7.31M -$4.51M -147,030 -40%
SAM
14
SignalPoint Asset Management
Missouri
$6.85M +$692K +22,578 +12%
HCIA
15
Hochman Cole Investment Advisors
Illinois
$5.74M -$101K -3,282 -2%
CS
16
Credit Suisse
Switzerland
$5.25M +$3.83M +124,942 +363%
FEG
17
Financial Enhancement Group
Indiana
$3.8M -$3.08M -100,376 -47%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$3.03M -$942K -30,725 -25%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$2.2M +$53.6K +1,750 +3%
IA
20
IFP Advisors
Florida
$1.9M +$295K +9,613 +48%
DADC
21
D.A. Davidson & Co
Montana
$1.67M -$411K -13,415 -21%
JP Morgan Chase
22
JP Morgan Chase
New York
$1.6M -$1.43M -46,794 -49%
Ameriprise
23
Ameriprise
Minnesota
$1.57M +$69.9K +2,282 +5%
RPG
24
Risk Paradigm Group
Texas
$1.55M -$197K -6,427 -12%
Jane Street
25
Jane Street
New York
$1.36M -$154K -5,016 -11%
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