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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$146M +$109M +3,869,950 +380%
Morgan Stanley
2
Morgan Stanley
New York
$29.2M +$4.41M +157,032 +19%
Wells Fargo
3
Wells Fargo
California
$27.4M +$4.76M +169,524 +23%
PPA
4
Parametric Portfolio Associates
Washington
$24.4M +$3.39M +120,678 +17%
Bank of America
5
Bank of America
North Carolina
$22.7M -$3.84M -136,840 -15%
BFA
6
Beaumont Financial Advisors
Massachusetts
$13.4M +$12.6M +447,642 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$11.1M +$2.32M +82,616 +29%
Ameriprise
8
Ameriprise
Minnesota
$9.54M +$479K +17,054 +6%
BUB
9
BBVA USA Bancshares
Texas
$8.33M +$46.4K +1,651 +0.6%
U
10
UBS
Switzerland
$7.84M -$3.22M -114,570 -30%
PI
11
Placemark Investments
Illinois
$7.29M +$1.18M +42,150 +21%
LPL Financial
12
LPL Financial
California
$6.8M +$1.38M +48,986 +27%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$5.07M +$3.48M +123,938 +270%
BTS
14
BB&T Securities
Virginia
$4.38M +$451K +16,043 +12%
FA
15
FDx Advisors
Illinois
$3.74M +$617K +21,970 +21%
RJA
16
Raymond James & Associates
Florida
$2.66M +$1.02M +36,268 +69%
SAM
17
SignalPoint Asset Management
Missouri
$1.95M +$477K +16,977 +35%
TT
18
Tower Trust
Indiana
$1.93M +$132K +4,686 +8%
CS
19
Credit Suisse
Switzerland
$974K -$848K -30,181 -48%
AssetMark Inc
20
AssetMark Inc
California
$959K -$739K -26,325 -45%
PAG
21
Private Advisor Group
New Jersey
$767K +$722K +25,691 New
AP
22
Advisors Preferred
Maryland
$763K +$718K +25,555 New
VFS
23
VSR Financial Services
Kansas
$706K +$79.2K +2,819 +14%
FHC
24
First Heartland Consultants
Missouri
$663K -$33.8K -1,202 -5%
DADC
25
D.A. Davidson & Co
Montana
$535K +$34.2K +1,217 +7%