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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$534M -$41.1M -356,444 -7%
Morgan Stanley
2
Morgan Stanley
New York
$201M -$26.6M -230,945 -12%
Wells Fargo
3
Wells Fargo
California
$173M -$28.4M -246,702 -14%
UBS Group
4
UBS Group
Switzerland
$68.8M -$11.2M -97,366 -14%
Bank of America
5
Bank of America
North Carolina
$64M -$10M -86,977 -13%
LPL Financial
6
LPL Financial
California
$49.7M -$1.78M -15,453 -3%
RJA
7
Raymond James & Associates
Florida
$49.7M -$2.17M -18,844 -4%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$46.4M -$7.93M -68,832 -14%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$45.1M +$82.5K +716 +0.2%
Osaic Holdings
10
Osaic Holdings
Arizona
$30.7M -$17M -147,487 -35%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$22.9M -$416K -3,606 -2%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$22.5M -$702K -6,094 -3%
Truist Financial
13
Truist Financial
North Carolina
$22.3M +$73.2K +635 +0.3%
NC
14
NewSquare Capital
Pennsylvania
$21.7M -$948K -8,225 -4%
Ameriprise
15
Ameriprise
Minnesota
$19.1M -$3.58M -31,062 -16%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$18.1M – – –
HCIA
17
Hochman Cole Investment Advisors
Illinois
$16.2M -$1.27M -11,055 -7%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$15.1M +$1.3M +11,290 +9%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$14.9M -$3.82M -33,115 -20%
GCA
20
Genesee Capital Advisors
New York
$14.7M +$1.86M +16,174 +14%
ODG
21
O'Dell Group
Ohio
$13.2M +$985K +8,545 +8%
DADC
22
D.A. Davidson & Co
Montana
$12.4M -$425K -3,683 -3%
NA
23
NewEdge Advisors
Louisiana
$11.7M +$1.17M +10,166 +11%
BFEC
24
Benjamin F. Edwards & Company
Missouri
$9.56M +$115K +994 +1%
Stifel Financial
25
Stifel Financial
Missouri
$9.55M -$4.49M -38,992 -32%
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