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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$87.6M +$13.8M +408,740 +17%
Morgan Stanley
2
Morgan Stanley
New York
$71.1M -$19.2M -569,969 -20%
Goldman Sachs
3
Goldman Sachs
New York
$57.6M +$41.4M +1,229,470 +209%
AIM
4
Astor Investment Management
Illinois
$52.4M +$4.34M +129,033 +8%
UBS Group
5
UBS Group
Switzerland
$27.1M -$4.44M -132,093 -13%
ACM
6
Aviance Capital Management
Florida
$23.6M +$25.1M +745,444 New
Bank of America
7
Bank of America
North Carolina
$20.8M -$10.8M -321,946 -33%
BFA
8
Beaumont Financial Advisors
Massachusetts
$12.7M – – –
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$12.5M -$6.42M -190,966 -33%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.7M -$2.64M -78,496 -18%
LPL Financial
11
LPL Financial
California
$10.4M -$3.2M -94,982 -23%
RJA
12
Raymond James & Associates
Florida
$8.47M -$3.4M -100,987 -27%
UCFA
13
United Capital Financial Advisors
Texas
$7.4M -$179K -5,318 -2%
FEG
14
Financial Enhancement Group
Indiana
$4.39M -$4.72M -140,184 -50%
SAM
15
SignalPoint Asset Management
Missouri
$4.24M +$244K +7,240 +6%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$4.09M -$429K -12,761 -9%
JP Morgan Chase
17
JP Morgan Chase
New York
$3.64M -$256K -7,601 -6%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$3.22M +$3.42M +101,752 New
BTS
19
BB&T Securities
Virginia
$2.28M -$1.79M -53,283 -43%
DADC
20
D.A. Davidson & Co
Montana
$2.1M +$68.6K +2,040 +3%
Citadel Advisors
21
Citadel Advisors
Florida
$1.85M +$1.97M +58,446 New
Mirae Asset Global Investments
22
Mirae Asset Global Investments
South Korea
$1.82M +$723K +21,500 +60%
ONB
23
Old National Bancorp
Indiana
$1.65M -$148K -4,389 -8%
Jane Street
24
Jane Street
New York
$1.55M -$334K -9,934 -17%
FAAS
25
First Allied Advisory Services
California
$1.31M -$275K -8,164 -17%
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