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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$90.6M -$11.2M -110,890 -11%
Wells Fargo
2
Wells Fargo
California
$78.5M -$1.98M -19,627 -3%
LPL Financial
3
LPL Financial
California
$45.4M -$3.27M -32,447 -7%
RJA
4
Raymond James & Associates
Florida
$24.6M -$257K -2,551 -1%
Bank of America
5
Bank of America
North Carolina
$22.6M -$3.03M -30,012 -12%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$19.4M -$2.41M -23,916 -11%
UBS Group
7
UBS Group
Switzerland
$19.1M -$4.06M -40,252 -18%
Osaic Holdings
8
Osaic Holdings
Arizona
$17.6M +$64.2K +636 +0.4%
Truist Financial
9
Truist Financial
North Carolina
$14.8M -$1.41M -14,003 -9%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$14.4M +$812K +8,045 +6%
GCA
11
Genesee Capital Advisors
New York
$14M -$56.9K -564 -0.4%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$13.6M -$445K -4,411 -3%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$13M -$3.27M -32,413 -21%
MCM
14
MAI Capital Management
Ohio
$13M -$79.9K -792 -0.6%
Stifel Financial
15
Stifel Financial
Missouri
$12.6M -$1.7M -16,855 -12%
RW
16
RVW Wealth
California
$11.5M +$5.27M +52,256 +91%
VCM
17
Virtue Capital Management
Tennessee
$9.36M +$9.75M +96,690 New
Ameriprise
18
Ameriprise
Minnesota
$6.75M -$144K -1,425 -2%
KIG
19
Kowal Investment Group
Wisconsin
$6.11M -$445K -4,408 -7%
CWA
20
Choice Wealth Advisors
Maine
$5.87M +$106K +1,054 +2%
VAS
21
Vestmark Advisory Solutions
Massachusetts
$5.83M +$1.7M +16,865 +44%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$5.55M -$2.99M -29,664 -36%
DADC
23
D.A. Davidson & Co
Montana
$5.5M -$144K -1,425 -3%
TWM
24
Triton Wealth Management
Arizona
$5.44M -$180K -1,785 -4%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$4.77M -$1.74M -17,289 -28%
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