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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$592M +$7.65M +64,369 +1%
Morgan Stanley
2
Morgan Stanley
New York
$202M -$16.6M -139,511 -8%
Wells Fargo
3
Wells Fargo
California
$187M -$1.4M -11,774 -0.8%
UBS Group
4
UBS Group
Switzerland
$72.8M -$2.35M -19,811 -3%
Bank of America
5
Bank of America
North Carolina
$66.4M -$3.45M -29,054 -5%
RJA
6
Raymond James & Associates
Florida
$55.5M +$1.22M +10,267 +2%
LPL Financial
7
LPL Financial
California
$52.8M -$1.46M -12,297 -3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$52.8M +$1.99M +16,752 +4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$48.2M -$1M -8,444 -2%
Osaic Holdings
10
Osaic Holdings
Arizona
$34.8M +$1.22M +10,265 +4%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$24.5M -$40.5K -341 -0.2%
NC
12
NewSquare Capital
Pennsylvania
$23.2M -$476K -4,005 -2%
Truist Financial
13
Truist Financial
North Carolina
$22.4M -$1.84M -15,484 -8%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$20.3M -$4.57M -38,449 -19%
Ameriprise
15
Ameriprise
Minnesota
$19.9M -$917K -7,712 -5%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$18.1M – – –
HCIA
17
Hochman Cole Investment Advisors
Illinois
$16.6M -$1.02M -8,622 -6%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$16.4M +$150K +1,262 +1%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$15.8M -$658K -5,532 -4%
ODG
20
O'Dell Group
Ohio
$14.8M +$392K +3,295 +3%
DADC
21
D.A. Davidson & Co
Montana
$14.5M +$851K +7,164 +7%
NA
22
NewEdge Advisors
Louisiana
$13.6M +$778K +6,542 +6%
TWM
23
Triton Wealth Management
Arizona
$11.7M +$2.42M +20,386 +28%
Stifel Financial
24
Stifel Financial
Missouri
$10.6M +$164K +1,378 +2%
ASN
25
Advisory Services Network
Georgia
$10M +$55.3K +465 +0.6%
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