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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$136M -$38.6M -330,951 -22%
Wells Fargo
2
Wells Fargo
California
$111M -$50.2M -430,544 -31%
LPL Financial
3
LPL Financial
California
$56.5M -$5.3M -45,533 -9%
RJA
4
Raymond James & Associates
Florida
$41.8M -$6.4M -54,951 -13%
UBS Group
5
UBS Group
Switzerland
$35M -$3.65M -31,300 -9%
Bank of America
6
Bank of America
North Carolina
$33.8M -$12.2M -105,108 -27%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$29.1M -$10.6M -91,390 -27%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$21.7M +$509K +4,371 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$20.8M -$5.59M -47,960 -21%
Truist Financial
10
Truist Financial
North Carolina
$19.7M -$20.4K -175 -0.1%
WA
11
Win Advisors
Florida
$19.5M +$19.6M +167,880 +74,613%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$16.8M -$10.3M -88,684 -38%
GCA
13
Genesee Capital Advisors
New York
$15.6M -$427K -3,668 -3%
MCM
14
MAI Capital Management
Ohio
$14.7M -$336K -2,880 -2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$14M +$820K +7,041 +6%
Stifel Financial
16
Stifel Financial
Missouri
$14M +$69.2K +594 +0.5%
TWM
17
Triton Wealth Management
Arizona
$10.7M – – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$9.54M -$7.99M -68,611 -46%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$8.17M +$8.19M +70,336 New
Ameriprise
20
Ameriprise
Minnesota
$7.49M -$8.41M -72,156 -53%
DADC
21
D.A. Davidson & Co
Montana
$7.15M -$6.44M -55,249 -47%
RW
22
RVW Wealth
California
$6.64M -$50.3K -432 -0.8%
VCM
23
Virtue Capital Management
Tennessee
$6.4M +$743K +6,375 +13%
KIG
24
Kowal Investment Group
Wisconsin
$6.28M +$127K +1,091 +2%
Goldman Sachs
25
Goldman Sachs
New York
$5.19M +$1.87M +16,073 +56%
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