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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$119M -$2.23M -13,824 -2%
LPL Financial
2
LPL Financial
California
$93.2M +$2.63M +16,317 +3%
Wells Fargo
3
Wells Fargo
California
$85.5M -$3.02M -18,684 -4%
Raymond James Financial
4
Raymond James Financial
Florida
$64.8M -$6.51M -40,298 -9%
UBS Group
5
UBS Group
Switzerland
$23.6M -$654K -4,047 -3%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$21.9M -$888K -5,498 -4%
Bank of America
7
Bank of America
North Carolina
$20.8M -$475K -2,944 -2%
GCA
8
Genesee Capital Advisors
New York
$17.4M -$806K -4,994 -5%
Truist Financial
9
Truist Financial
North Carolina
$17.3M -$453K -2,808 -3%
Osaic Holdings
10
Osaic Holdings
Arizona
$15.9M -$8.39M -51,953 -35%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$15.2M +$3.24M +20,041 +28%
Ameriprise
12
Ameriprise
Minnesota
$14.8M -$189K -1,170 -1%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$14.7M -$1.69M -10,492 -11%
Stifel Financial
14
Stifel Financial
Missouri
$14.7M +$1.07M +6,634 +8%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$13.9M -$727K -4,500 -5%
VAS
16
Vestmark Advisory Solutions
Massachusetts
$13.7M -$14.1M -87,067 -52%
MCM
17
MAI Capital Management
Ohio
$12.5M -$271K -1,680 -2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$11.8M +$1.24M +7,693 +12%
RW
19
RVW Wealth
California
$11.5M -$54.7K -339 -0.5%
CWA
20
Choice Wealth Advisors
Maine
$9.47M -$116K -720 -1%
Creative Planning
21
Creative Planning
Kansas
$8.24M -$246K -1,524 -3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$7.29M +$109K +674 +2%
DADC
23
D.A. Davidson & Co
Montana
$7.07M -$102K -630 -1%
Jane Street
24
Jane Street
New York
$6.52M +$4.24M +26,273 +209%
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$5.71M -$72.3K -448 -1%