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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$117M -$2.78M -20,926 -2%
Wells Fargo
2
Wells Fargo
California
$99.4M +$6.71M +50,583 +7%
LPL Financial
3
LPL Financial
California
$57.5M -$5.62M -42,397 -9%
RJA
4
Raymond James & Associates
Florida
$32.9M -$7.17M -54,065 -18%
UBS Group
5
UBS Group
Switzerland
$28.9M +$4.07M +30,676 +17%
RW
6
RVW Wealth
California
$24.8M +$1.15M +8,659 +5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$23.1M -$335K -2,526 -1%
Bank of America
8
Bank of America
North Carolina
$22.6M -$697K -5,257 -3%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$22.3M -$2.39M -18,052 -10%
Truist Financial
10
Truist Financial
North Carolina
$20.3M -$1.5M -11,306 -7%
VAS
11
Vestmark Advisory Solutions
Massachusetts
$18M +$610K +4,598 +4%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$18M +$1.08M +8,117 +6%
Osaic Holdings
13
Osaic Holdings
Arizona
$17.8M -$25.1K -189 -0.1%
GCA
14
Genesee Capital Advisors
New York
$16.8M -$3.76M -28,343 -19%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$15.5M -$219K -1,649 -1%
MCM
16
MAI Capital Management
Ohio
$14.6M -$157K -1,180 -1%
Ameriprise
17
Ameriprise
Minnesota
$13.5M +$1.62M +12,193 +14%
Stifel Financial
18
Stifel Financial
Missouri
$13.1M -$116K -871 -0.9%
NA
19
NewEdge Advisors
Louisiana
$9.09M -$752K -5,669 -8%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$8.98M +$5.26M +39,665 +147%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$7.96M +$48.7K +367 +0.6%
CWA
22
Choice Wealth Advisors
Maine
$7.83M -$7.96K -60 -0.1%
KIG
23
Kowal Investment Group
Wisconsin
$7.07M -$207K -1,562 -3%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$6.52M -$1.5M -11,315 -19%
VCM
25
Virtue Capital Management
Tennessee
$6.37M -$312K -2,354 -5%
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