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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$20M +$19.8M +819,645 New
KCG
2
Knight Capital Group
$17.9M +$17.7M +733,117 New
Morgan Stanley
3
Morgan Stanley
New York
$17.1M +$16.9M +699,499 New
Wells Fargo
4
Wells Fargo
California
$13.6M +$13.5M +557,620 New
PPA
5
Parametric Portfolio Associates
Washington
$11.7M +$11.6M +478,977 New
Ameriprise
6
Ameriprise
Minnesota
$6.89M +$6.81M +282,388 New
BUB
7
BBVA USA Bancshares
Texas
$6.64M +$6.57M +272,292 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.63M +$4.57M +189,555 New
U
9
UBS
Switzerland
$4.39M +$4.34M +179,933 New
LPL Financial
10
LPL Financial
California
$3.74M +$3.69M +153,145 New
NA
11
Navellier & Associates
Nevada
$3.48M +$3.44M +142,520 New
PI
12
Placemark Investments
Illinois
$3.4M +$3.36M +139,163 New
VF
13
Virtu Financial
New York
$2.94M +$2.91M +120,683 New
SNC
14
Stifel Nicolaus & Co
Missouri
$2.71M +$2.68M +111,070 New
BTS
15
BB&T Securities
Virginia
$2.12M +$2.1M +86,951 New
FA
16
FDx Advisors
Illinois
$1.94M +$1.91M +79,310 New
GF
17
Genworth Financial
Virginia
$1.54M +$1.52M +63,085 New
SAM
18
SignalPoint Asset Management
Missouri
$1.39M +$1.38M +57,013 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.33M +$1.31M +54,501 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.23M +$1.21M +50,312 New
TT
21
Tower Trust
Indiana
$1.11M +$1.1M +45,714 New
First Trust Advisors
22
First Trust Advisors
Illinois
$1.03M +$1.02M +42,395 New
RJA
23
Raymond James & Associates
Florida
$1.03M +$1.02M +42,141 New
PFS
24
Prospera Financial Services
Texas
$945K +$925K +38,353 New
FHC
25
First Heartland Consultants
Missouri
$546K +$540K +22,393 New
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