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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$591M +$5.47M +43,561 +0.9%
Morgan Stanley
2
Morgan Stanley
New York
$202M +$1.41M +11,207 +0.7%
Wells Fargo
3
Wells Fargo
California
$187M +$1.6M +12,734 +0.8%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$70.9M +$19.1M +151,750 +36%
UBS Group
5
UBS Group
Switzerland
$70.2M -$1.87M -14,881 -3%
LPL Financial
6
LPL Financial
California
$66.3M +$14.3M +113,974 +27%
Bank of America
7
Bank of America
North Carolina
$62.1M -$3.67M -29,184 -5%
RJA
8
Raymond James & Associates
Florida
$54.7M -$329K -2,622 -0.6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$46.7M -$1.03M -8,234 -2%
Osaic Holdings
10
Osaic Holdings
Arizona
$26.4M -$8.18M -65,104 -23%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$23.8M -$525K -4,183 -2%
NC
12
NewSquare Capital
Pennsylvania
$22.7M -$255K -2,030 -1%
Truist Financial
13
Truist Financial
North Carolina
$22.7M +$512K +4,073 +2%
Ameriprise
14
Ameriprise
Minnesota
$20.9M +$1.27M +10,129 +6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$19.7M -$393K -3,128 -2%
GCA
16
Genesee Capital Advisors
New York
$16.9M +$17.3M +137,719 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$16M +$375K +2,983 +2%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$15.8M -$438K -3,490 -3%
HCIA
19
Hochman Cole Investment Advisors
Illinois
$15.7M -$718K -5,717 -4%
ODG
20
O'Dell Group
Ohio
$15M +$383K +3,046 +3%
DADC
21
D.A. Davidson & Co
Montana
$14.5M +$154K +1,226 +1%
NA
22
NewEdge Advisors
Louisiana
$14.2M +$780K +6,213 +6%
TWM
23
Triton Wealth Management
Arizona
$12.3M +$225K +1,789 +2%
Stifel Financial
24
Stifel Financial
Missouri
$10.7M +$172K +1,372 +2%
ASN
25
Advisory Services Network
Georgia
$9.73M -$216K -1,720 -2%
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