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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$216M -$76.9M -2,490,937 -27%
Morgan Stanley
2
Morgan Stanley
New York
$60.1M +$4.2M +136,074 +8%
Wells Fargo
3
Wells Fargo
California
$38.1M -$1.47M -47,517 -4%
PPA
4
Parametric Portfolio Associates
Washington
$29.6M -$13.9M -450,914 -33%
AIM
5
Astor Investment Management
Illinois
$23.5M +$11.7M +379,945 +111%
BFA
6
Beaumont Financial Advisors
Massachusetts
$22.8M -$2.01M -65,282 -9%
Bank of America
7
Bank of America
North Carolina
$22.8M -$4.67M -151,255 -18%
HA
8
Hays Advisory
Tennessee
$21.7M +$779K +25,246 +4%
U
9
UBS
Switzerland
$19M -$200K -6,489 -1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12.3M +$1.63M +52,785 +16%
PI
11
Placemark Investments
Illinois
$10.5M -$4.11M -133,241 -29%
LPL Financial
12
LPL Financial
California
$10.2M -$662K -21,455 -6%
BUB
13
BBVA USA Bancshares
Texas
$8.98M -$132K -4,267 -2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$7.86M -$1.1M -35,650 -13%
BTS
15
BB&T Securities
Virginia
$6.02M -$2.29M -74,330 -29%
Stifel Financial
16
Stifel Financial
Missouri
$5.89M +$1.97M +63,918 +55%
CS
17
Credit Suisse
Switzerland
$5.59M +$4.11M +133,135 +343%
RJA
18
Raymond James & Associates
Florida
$5.25M +$360K +11,667 +8%
FMP
19
Financial Management Professionals
Texas
$2.95M -$79.9K -2,589 -3%
ONB
20
Old National Bancorp
Indiana
$2.49M +$2.36M +76,435 New
BRWM
21
B. Riley Wealth Management
Tennessee
$2.31M -$635K -20,587 -22%
SG Americas Securities
22
SG Americas Securities
New York
$2.24M +$2.12M +68,800 New
SAM
23
SignalPoint Asset Management
Missouri
$2.22M -$49.9K -1,617 -2%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$2.05M +$1.38M +44,578 +240%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$1.93M +$42.9K +1,391 +2%
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