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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$89M -$1.25M -13,538 -1%
Wells Fargo
2
Wells Fargo
California
$70.1M -$6.45M -69,883 -8%
LPL Financial
3
LPL Financial
California
$42.5M -$1.47M -15,895 -3%
Bank of America
4
Bank of America
North Carolina
$22.4M -$266K -2,889 -1%
RJA
5
Raymond James & Associates
Florida
$21.6M -$3.74M -40,580 -15%
UBS Group
6
UBS Group
Switzerland
$20.3M -$583K -6,323 -3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$19.1M -$767K -8,321 -4%
Osaic Holdings
8
Osaic Holdings
Arizona
$15.3M +$5.64M +61,192 +58%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$14.3M -$1.57M -16,985 -10%
Truist Financial
10
Truist Financial
North Carolina
$14.2M -$1.13M -12,237 -7%
Stifel Financial
11
Stifel Financial
Missouri
$12.5M +$1.27M +13,754 +11%
GCA
12
Genesee Capital Advisors
New York
$12.3M +$129K +1,402 +1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$12.2M -$842K -9,132 -6%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$11.8M +$282K +3,060 +2%
MCM
15
MAI Capital Management
Ohio
$11.4M -$350K -3,791 -3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$7.54M +$2.49M +26,966 +49%
Ameriprise
17
Ameriprise
Minnesota
$6M -$197K -2,139 -3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$5.74M +$3.43M +37,238 +146%
KIG
19
Kowal Investment Group
Wisconsin
$5.72M +$88.5K +959 +2%
RW
20
RVW Wealth
California
$5.24M +$51.6K +559 +1%
CWA
21
Choice Wealth Advisors
Maine
$5.02M +$346K +3,750 +7%
TWM
22
Triton Wealth Management
Arizona
$4.99M -$2.42M -26,189 -34%
DADC
23
D.A. Davidson & Co
Montana
$4.92M -$670K -7,267 -12%
Goldman Sachs
24
Goldman Sachs
New York
$4.16M +$1.29M +14,018 +45%
Citadel Advisors
25
Citadel Advisors
Florida
$3.84M +$3.08M +33,384 +392%
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