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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$103M +$3.58M +34,230 +4%
Wells Fargo
2
Wells Fargo
California
$81.9M -$3.59M -34,373 -5%
LPL Financial
3
LPL Financial
California
$48.6M -$982K -9,392 -2%
UBS Group
4
UBS Group
Switzerland
$25.8M +$4.38M +41,891 +23%
RJA
5
Raymond James & Associates
Florida
$24.7M -$2M -19,149 -8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$20.3M -$855K -8,178 -4%
Bank of America
7
Bank of America
North Carolina
$19.8M -$4.45M -42,577 -20%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$19.3M +$3.28M +31,394 +23%
RW
9
RVW Wealth
California
$17.7M +$4.64M +44,332 +40%
Truist Financial
10
Truist Financial
North Carolina
$17M +$731K +6,992 +5%
VAS
11
Vestmark Advisory Solutions
Massachusetts
$16.2M +$8.88M +84,960 +153%
GCA
12
Genesee Capital Advisors
New York
$15.3M -$17.9K -171 -0.1%
Osaic Holdings
13
Osaic Holdings
Arizona
$14.7M -$4.12M -39,445 -24%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$14.6M -$248K -2,369 -2%
MCM
15
MAI Capital Management
Ohio
$14.1M -$73.3K -701 -0.6%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$14M -$263K -2,520 -2%
Stifel Financial
17
Stifel Financial
Missouri
$11.6M -$2.06M -19,738 -16%
VCM
18
Virtue Capital Management
Tennessee
$9.63M -$1.3M -12,441 -13%
Ameriprise
19
Ameriprise
Minnesota
$9.05M +$1.52M +14,580 +23%
CWA
20
Choice Wealth Advisors
Maine
$6.74M +$292K +2,790 +5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$6.52M +$1.32M +12,658 +29%
KIG
22
Kowal Investment Group
Wisconsin
$6.25M -$390K -3,733 -6%
CAS
23
Coppell Advisory Solutions
Texas
$6.01M +$5.54M +52,961 New
DADC
24
D.A. Davidson & Co
Montana
$5.81M -$187K -1,793 -3%
TWM
25
Triton Wealth Management
Arizona
$5.67M -$10.9K -104 -0.2%
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