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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$352M +$65.5M +1,987,639 +24%
Morgan Stanley
2
Morgan Stanley
New York
$65.9M +$2.36M +71,706 +4%
Wells Fargo
3
Wells Fargo
California
$64.6M +$11.3M +341,913 +22%
PPA
4
Parametric Portfolio Associates
Washington
$43.6M +$8.06M +244,670 +24%
AIM
5
Astor Investment Management
Illinois
$38.1M +$5.72M +173,625 +19%
Bank of America
6
Bank of America
North Carolina
$33.7M +$2.6M +78,924 +9%
BFA
7
Beaumont Financial Advisors
Massachusetts
$30.2M -$2.14M -64,973 -7%
UBS Group
8
UBS Group
Switzerland
$29.3M +$27.9M +848,358 New
SAM
9
Shamrock Asset Management
Texas
$24.4M +$23.2M +705,833 New
HA
10
Hays Advisory
Tennessee
$22.1M +$20.8M +631,403 +8,018%
PI
11
Placemark Investments
Illinois
$17.7M +$3.66M +111,249 +28%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$12.8M +$734K +22,294 +6%
LPL Financial
13
LPL Financial
California
$11.7M +$1.7M +51,705 +18%
RJA
14
Raymond James & Associates
Florida
$10.9M +$4.54M +137,895 +78%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$8.62M +$311K +9,448 +4%
BUB
16
BBVA USA Bancshares
Texas
$8.58M -$742K -22,541 -8%
Stifel Financial
17
Stifel Financial
Missouri
$8.45M +$2.73M +82,768 +51%
FHA
18
First Horizon Advisors
Tennessee
$8.13M +$7.7M +233,885 New
BTS
19
BB&T Securities
Virginia
$6.72M -$1.08M -32,842 -14%
TRCT
20
Tower Research Capital (TRC)
New York
$3.71M -$226K -6,852 -6%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$3.48M +$313K +9,502 +10%
ACM
22
Aviance Capital Management
Florida
$3.48M +$2.14M +65,025 +181%
AIG
23
American International Group
New York
$3.45M +$2.63M +79,731 +394%
Citadel Advisors
24
Citadel Advisors
Florida
$3.27M +$3.12M +94,819 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$2.6M -$794K -24,091 -24%