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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$114M +$4.71M +40,411 +5%
Wells Fargo
2
Wells Fargo
California
$87.9M -$145K -1,247 -0.2%
LPL Financial
3
LPL Financial
California
$60.1M +$5.77M +49,575 +12%
RJA
4
Raymond James & Associates
Florida
$38.2M +$11.2M +96,113 +48%
UBS Group
5
UBS Group
Switzerland
$23.6M -$4.85M -41,648 -18%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$23.5M +$648K +5,564 +3%
RW
7
RVW Wealth
California
$22.5M +$947K +8,133 +5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$22.3M -$58.3K -501 -0.3%
Bank of America
9
Bank of America
North Carolina
$22.2M -$32K -275 -0.2%
Truist Financial
10
Truist Financial
North Carolina
$20.8M +$6.37M +54,672 +51%
GCA
11
Genesee Capital Advisors
New York
$19.6M +$2.62M +22,503 +17%
Osaic Holdings
12
Osaic Holdings
Arizona
$16.9M +$363K +3,121 +2%
VAS
13
Vestmark Advisory Solutions
Massachusetts
$16.5M +$271K +2,326 +2%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$16M -$375K -3,225 -3%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$14.9M -$328K -2,818 -2%
JAWM
16
J. Arnold Wealth Management
Ohio
$14.4M +$539K +4,631 +4%
MCM
17
MAI Capital Management
Ohio
$14.1M -$477K -4,097 -4%
Stifel Financial
18
Stifel Financial
Missouri
$12.6M -$146K -1,257 -1%
Ameriprise
19
Ameriprise
Minnesota
$11.3M -$303K -2,602 -3%
NA
20
NewEdge Advisors
Louisiana
$9.51M +$1.48M +12,669 +21%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$7.64M +$86.9K +746 +1%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$7.51M -$5.16M -44,313 -43%
CWA
23
Choice Wealth Advisors
Maine
$7.45M -$58K -498 -0.8%
KIG
24
Kowal Investment Group
Wisconsin
$6.92M +$39.1K +336 +0.6%
VCM
25
Virtue Capital Management
Tennessee
$6.22M -$3.91M -33,556 -40%
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