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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$61.7M +$12M +340,391 +25%
Morgan Stanley
2
Morgan Stanley
New York
$60.7M -$2.65M -75,279 -4%
UBS Group
3
UBS Group
Switzerland
$21.7M +$182K +5,169 +0.9%
AIM
4
Astor Investment Management
Illinois
$15.6M -$3.09M -87,680 -17%
Bank of America
5
Bank of America
North Carolina
$15.1M -$70K -1,985 -0.5%
Goldman Sachs
6
Goldman Sachs
New York
$9.19M -$50.3K -1,426 -0.6%
SAM
7
SignalPoint Asset Management
Missouri
$9.07M +$2.18M +61,974 +34%
LPL Financial
8
LPL Financial
California
$9.02M -$729K -20,683 -8%
UCFA
9
United Capital Financial Advisors
Texas
$8.87M -$48.9K -1,386 -0.6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$8.18M +$2.35M +66,704 +43%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$7.41M +$7.11M +201,559 New
RJA
12
Raymond James & Associates
Florida
$7.06M +$2.04M +57,723 +43%
HCIA
13
Hochman Cole Investment Advisors
Illinois
$6.84M +$464K +13,155 +8%
ACM
14
Aviance Capital Management
Florida
$5.42M -$1.96M -55,505 -27%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$4.85M -$6.76M -191,807 -59%
FEG
16
Financial Enhancement Group
Indiana
$4.4M +$207K +5,881 +5%
Ameriprise
17
Ameriprise
Minnesota
$3.11M +$1.65M +46,856 +124%
BFA
18
Beaumont Financial Advisors
Massachusetts
$2.96M -$1.92M -54,381 -40%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$2.34M -$5.82K -165 -0.3%
HFS
20
HL Financial Services
Kentucky
$1.83M -$47.8K -1,355 -3%
SI
21
Stephens Inc
Arkansas
$1.74M +$874K +24,786 +110%
WI
22
Wintrust Investments
Illinois
$1.48M +$187K +5,298 +15%
DADC
23
D.A. Davidson & Co
Montana
$1.41M -$29.9K -849 -2%
MFS
24
MSI Financial Services
Massachusetts
$1.39M -$25.6K -725 -2%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$1.22M +$110K +3,128 +10%
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