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First Trust Technology AlphaDEX Fund
FXL

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$613M +$22.1M +397,881 +4%
Wells Fargo
2
Wells Fargo
California
$166M +$19.5M +352,139 +13%
Morgan Stanley
3
Morgan Stanley
New York
$128M +$3.53M +63,613 +3%
Bank of America
4
Bank of America
North Carolina
$54.9M +$8.62M +155,406 +18%
UBS Group
5
UBS Group
Switzerland
$50M -$2.18M -39,351 -4%
RJA
6
Raymond James & Associates
Florida
$37.7M +$1.74M +31,325 +5%
MML Investors Services
7
MML Investors Services
Massachusetts
$27M +$545K +9,827 +2%
NA
8
Navellier & Associates
Nevada
$21.5M +$12.6M +227,211 +138%
LPL Financial
9
LPL Financial
California
$18.6M -$3.43M -61,755 -15%
AIM
10
Astor Investment Management
Illinois
$17.9M +$1.04M +18,787 +6%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$17.4M +$119K +2,152 +0.7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$16.2M +$4.72M +85,087 +41%
NC
13
NewSquare Capital
Pennsylvania
$15.6M +$1.63M +29,348 +11%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$14M -$686K -12,363 -5%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$13.2M -$12.4K -224 -0.1%
FEG
16
Financial Enhancement Group
Indiana
$12.3M -$429K -7,729 -3%
HCIA
17
Hochman Cole Investment Advisors
Illinois
$10.1M -$53.2K -958 -0.5%
HFS
18
HL Financial Services
Kentucky
$9.97M +$1.6M +28,816 +19%
Ameriprise
19
Ameriprise
Minnesota
$9.72M +$1.32M +23,715 +16%
SB
20
Suntrust Banks
Georgia
$9.63M +$809K +14,573 +9%
ODG
21
O'Dell Group
Ohio
$8.8M +$231K +4,172 +3%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$7.68M +$4.71M +84,887 +155%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$6.83M +$531K +9,576 +8%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$6.48M +$537K +9,686 +9%
DADC
25
D.A. Davidson & Co
Montana
$6.43M +$544K +9,811 +9%
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