First Allied Advisory Services’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

First Allied Advisory Services’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.68M	Sell	36,419 -10,806	-23%	-$498K	0.06%	332
2020 Q2	$2.13M	Buy	47,225 +2,888	+7%	+$129K	0.08%	255
2020 Q1	$1.85M	Buy	44,337 +4,393	+11%	+$202K	0.08%	259
2019 Q4	$1.92M	Sell	39,944 -7,179	-15%	-$341K	0.06%	322
2019 Q3	$2.24M	Sell	47,123 -190	-0.4%	-$8.99K	0.08%	275
2019 Q2	$2.23M	Sell	47,313 -10,594	-18%	-$504K	0.08%	281
2019 Q1	$2.73M	Buy	57,907 +547	+1%	+$25.8K	0.09%	237
2018 Q4	$2.62M	Sell	57,360 -11,181	-16%	-$529K	0.1%	221
2018 Q3	$3.3M	Buy	68,541 +1,681	+3%	+$80.7K	0.11%	204
2018 Q2	$3.2M	Buy	66,860 +5,740	+9%	+$276K	0.12%	199
2018 Q1	$2.94M	Buy	61,120 +2,315	+4%	+$112K	0.11%	206
2017 Q4	$2.82M	Buy	58,805 +20,036	+52%	+$965K	0.11%	197
2017 Q3	$1.87M	Buy	38,769 +3,895	+11%	+$189K	0.08%	261
2017 Q2	$1.69M	Buy	34,874 +16,960	+95%	+$823K	0.08%	281
2017 Q1	$568K	Sell	17,914 -2,918	-14%	-$142K	0.03%	538
2016 Q4	$1.01M	Buy	20,832 +8,491	+69%	+$411K	0.05%	378
2016 Q3	$598K	Buy	12,341 +646	+6%	+$31.2K	0.03%	508
2016 Q2	$556K	Buy	11,695 +6,002	+105%	+$288K	0.03%	515
2016 Q1	$273K	Buy	+5,693	New	+$267K	0.02%	774
2015 Q2	–	Sell	-4,385	Closed	-$218K	–	1155
2015 Q1	$218K	Sell	4,385 -10,363	-70%	-$508K	0.01%	929
2014 Q4	$717K	Sell	14,748 -10,743	-42%	-$525K	0.05%	419
2014 Q3	$1.25M	Buy	25,491 +21,042	+473%	+$1.04M	0.1%	247
2014 Q2	$219K	Buy	+4,449	New	+$221K	0.02%	854

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FAM

Flaharty Asset Management Clearwater, Florida $69.9M AUM 13.96% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Welch & Forbes Boston, Massachusetts $7.73B AUM 14.94% 1-Year Est. Return

First Allied Advisory Services's FTSL Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust Senior Loan Fund ETF (FTSL) stake by 23% in Q3 2020, selling an estimated $498K and leaving 36,419 shares worth $1.68M. The position accounts for 0.06% of the portfolio, ranked #332.

First Allied Advisory Services first reported a position in FTSL in Q2 2014 and has held it in 23 quarters since. The position peaked at $3.3M in Q3 2018. 178 funds tracked by Wall St. Rank hold FTSL as of Q3 2020.

First Allied Advisory Services held 36,419 shares of First Trust Senior Loan Fund ETF worth $1.68M as of Q3 2020.
First Allied Advisory Services sold 10,806 First Trust Senior Loan Fund ETF shares in Q3 2020, an estimated $498K.
First Trust Senior Loan Fund ETF made up 0.06% of First Allied Advisory Services's portfolio in Q3 2020, its #332 holding.
First Allied Advisory Services first reported a position in First Trust Senior Loan Fund ETF in Q2 2014 and has held it in 23 quarters since.
First Allied Advisory Services's First Trust Senior Loan Fund ETF position peaked at $3.3M in Q3 2018.
178 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.