First Allied Advisory Services’s Principal Financial Group PFG Stock Holding History

First Allied Advisory Services’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.96M	Buy	+48,650	New	+$2.07M	0.07%	299
2020 Q1	–	Sell	-6,319	Closed	-$353K	–	1186
2019 Q4	$353K	Buy	6,319 +342	+6%	+$18.7K	0.01%	855
2019 Q3	$347K	Sell	5,977 -773	-11%	-$43.5K	0.01%	824
2019 Q2	$391K	Buy	6,750 +2,047	+44%	+$113K	0.01%	779
2019 Q1	$241K	Buy	+4,703	New	+$233K	0.01%	976
2018 Q4	–	Sell	-92,466	Closed	-$5.49M	–	1153
2018 Q3	$5.49M	Sell	92,466 -35	-0%	-$1.95K	0.19%	140
2018 Q2	$4.92M	Buy	92,501 +87,357	+1,698%	+$5.08M	0.19%	139
2018 Q1	$317K	Sell	5,144 -1,767	-26%	-$116K	0.01%	844
2017 Q4	$488K	Sell	6,911 -266	-4%	-$18.3K	0.02%	663
2017 Q3	$463K	Buy	7,177 +292	+4%	+$18.8K	0.02%	646
2017 Q2	$445K	Sell	6,885 -1,246	-15%	-$79K	0.02%	660
2017 Q1	$514K	Buy	8,131 +1,715	+27%	+$105K	0.03%	580
2016 Q4	$371K	Buy	+6,416	New	+$360K	0.02%	700
2016 Q1	–	Sell	-6,560	Closed	-$296K	–	1091
2015 Q4	$296K	Buy	6,560 +594	+10%	+$29K	0.02%	780
2015 Q3	$282K	Buy	5,966 +1,121	+23%	+$58.1K	0.02%	768
2015 Q2	$246K	Buy	+4,845	New	+$251K	0.01%	912

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

MPI

Mairs & Power Inc St Paul, Minnesota $10.9B AUM 27.5% 1-Year Est. Return

First Allied Advisory Services's PFG Position: Q3 2020 in Review

First Allied Advisory Services opened a new position in Principal Financial Group (PFG) in Q3 2020: 48,650 shares worth $1.96M. The stake represents 0.07% of the portfolio and ranks #299 among its holdings. This is a return to the name: First Allied Advisory Services previously reported a position in PFG as recently as Q4 2019.

First Allied Advisory Services first reported a position in PFG in Q2 2015 and has held it in 16 quarters since. The position peaked at $5.49M in Q3 2018. 569 funds tracked by Wall St. Rank hold PFG as of Q3 2020.

First Allied Advisory Services held 48,650 shares of Principal Financial Group worth $1.96M as of Q3 2020.
Principal Financial Group was a new First Allied Advisory Services position in Q3 2020.
Principal Financial Group made up 0.07% of First Allied Advisory Services's portfolio in Q3 2020, its #299 holding.
First Allied Advisory Services first reported a position in Principal Financial Group in Q2 2015 and has held it in 16 quarters since.
First Allied Advisory Services's Principal Financial Group position peaked at $5.49M in Q3 2018.
569 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.