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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.72B +$13.2M +240,537 +0.8%
BlackRock
2
BlackRock
New York
$1.28B +$56.2M +1,026,068 +5%
NLI
3
Nippon Life Insurance
Japan
$998M
Capital Research Global Investors
4
Capital Research Global Investors
California
$785M +$36.1M +658,772 +5%
State Street
5
State Street
Massachusetts
$708M +$13.2M +241,394 +2%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$390M -$7.36M -134,420 -2%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$365M -$34.5M -629,491 -9%
Northern Trust
8
Northern Trust
Illinois
$273M -$2.75M -50,169 -1%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$247M +$9.06M +165,588 +4%
Dimensional Fund Advisors
10
Dimensional Fund Advisors
Texas
$208M -$3.96M -72,363 -2%
Invesco
11
Invesco
Georgia
$206M +$12.5M +228,176 +6%
MPI
12
Mairs & Power Inc
Minnesota
$173M +$15.1M +276,352 +10%
Ameriprise
13
Ameriprise
Minnesota
$172M +$17.7M +323,195 +12%
Norges Bank
14
Norges Bank
Norway
$160M +$3.11M +56,818 +2%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$149M -$4.59M -83,933 -3%
Charles Schwab
16
Charles Schwab
California
$118M +$2.57M +47,010 +2%
Goldman Sachs
17
Goldman Sachs
New York
$109M -$28M -512,157 -21%
Legal & General Group
18
Legal & General Group
United Kingdom
$95.2M +$1.55M +28,404 +2%
N
19
Nuveen
North Carolina
$86.3M +$5.2M +94,973 +6%
AL
20
AJO LP
Pennsylvania
$76.9M -$8.11M -148,174 -10%
JP Morgan Chase
21
JP Morgan Chase
New York
$71.2M -$6.28M -114,790 -8%
UBS AM
22
UBS AM
Illinois
$69.3M +$2.29M +41,807 +3%
Schroder Investment Management Group
23
Schroder Investment Management Group
United Kingdom
$68.7M -$34.6M -632,768 -34%
Sumitomo Mitsui Trust Group
24
Sumitomo Mitsui Trust Group
Japan
$64M +$388K +7,090 +0.6%
Bank of America
25
Bank of America
North Carolina
$63.7M +$1.7M +31,059 +3%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.