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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.34B +$28.8M +584,250 +2%
BlackRock
2
BlackRock
New York
$836M -$67.6K -1,373 -0%
NLI
3
Nippon Life Insurance
Japan
$801M
Capital Research Global Investors
4
Capital Research Global Investors
California
$667M +$48M +975,645 +7%
State Street
5
State Street
Massachusetts
$548M -$10.2M -208,070 -2%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$408M +$10.4M +211,349 +2%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$359M +$56.9M +1,155,996 +17%
Northern Trust
8
Northern Trust
Illinois
$234M -$920K -18,691 -0.4%
JP Morgan Chase
9
JP Morgan Chase
New York
$229M -$168M -3,403,121 -40%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$183M +$27.1M +550,835 +15%
Fidelity Investments
11
Fidelity Investments
Massachusetts
$181M +$79.7M +1,619,568 +65%
Dimensional Fund Advisors
12
Dimensional Fund Advisors
Texas
$175M +$13M +264,669 +7%
Ameriprise
13
Ameriprise
Minnesota
$129M +$4.34M +88,152 +3%
Norges Bank
14
Norges Bank
Norway
$126M -$4.1M -83,379 -3%
Invesco
15
Invesco
Georgia
$118M +$21.4M +434,334 +19%
MPI
16
Mairs & Power Inc
Minnesota
$117M +$1.6M +32,595 +1%
Charles Schwab
17
Charles Schwab
California
$83.2M +$5.51M +111,871 +6%
Goldman Sachs
18
Goldman Sachs
New York
$81.4M -$7.3M -148,284 -7%
Legal & General Group
19
Legal & General Group
United Kingdom
$64.3M +$5.29M +107,571 +8%
Two Sigma Advisers
20
Two Sigma Advisers
New York
$54.4M -$5.8M -117,800 -9%
UBS AM
21
UBS AM
Illinois
$49.9M +$2.31M +46,852 +4%
Sumitomo Mitsui Trust Group
22
Sumitomo Mitsui Trust Group
Japan
$47.5M +$8.23M +167,145 +18%
PPA
23
Parametric Portfolio Associates
Washington
$45.2M +$10.5M +214,213 +26%
BCM
24
Bridgeway Capital Management
Texas
$42.8M +$507K +10,300 +1%
Bank of America
25
Bank of America
North Carolina
$42.7M -$6.72M -136,466 -12%

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.