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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.94B -$4.18M -64,999 -0.2%
BlackRock
2
BlackRock
New York
$1.27B +$88M +1,367,630 +7%
NLI
3
Nippon Life Insurance
Japan
$1.17B
Capital Research Global Investors
4
Capital Research Global Investors
California
$896M +$10.3M +160,000 +1%
State Street
5
State Street
Massachusetts
$852M -$7.98M -123,990 -0.9%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$796M -$43.2M -672,318 -5%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$524M -$111M -1,725,714 -17%
Northern Trust
8
Northern Trust
Illinois
$402M +$9.79M +152,160 +2%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$236M -$2.78M -43,271 -1%
Norges Bank
10
Norges Bank
Norway
$199M
Geode Capital Management
11
Geode Capital Management
Massachusetts
$181M +$5.68M +88,331 +3%
MPI
12
Mairs & Power Inc
Minnesota
$167M +$499K +7,762 +0.3%
Janus Henderson Group
13
Janus Henderson Group
United Kingdom
$150M -$44.6M -693,561 -23%
Fidelity Investments
14
Fidelity Investments
Massachusetts
$149M -$16M -248,967 -10%
Schroder Investment Management Group
15
Schroder Investment Management Group
United Kingdom
$116M +$16.9M +262,065 +17%
Harris Associates
16
Harris Associates
Illinois
$114M -$67.7M -1,052,005 -37%
Goldman Sachs
17
Goldman Sachs
New York
$114M +$24.9M +386,923 +28%
Allianz Asset Management
18
Allianz Asset Management
Germany
$103M +$23.5M +365,068 +29%
Morgan Stanley
19
Morgan Stanley
New York
$100M +$30.7M +477,388 +44%
Legal & General Group
20
Legal & General Group
United Kingdom
$96.9M +$2M +31,107 +2%
Bank of America
21
Bank of America
North Carolina
$95.6M +$11.3M +175,942 +13%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$93.3M -$1.24M -19,249 -1%
Charles Schwab
23
Charles Schwab
California
$84.5M +$2.06M +32,044 +3%
Skandinaviska Enskilda Banken (SEB)
24
Skandinaviska Enskilda Banken (SEB)
Sweden
$78.1M +$9.46M +147,100 +14%
JIM
25
Jupiter Investment Management
United Kingdom
$76M +$38.8M +603,342 +105%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.