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Principal Financial Group

475 hedge funds and large institutions have $10.1B invested in Principal Financial Group in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 172 increasing their positions, 144 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more funds holding in top 10

Funds holding in top 10: 49 (+5)

51% more call options, than puts

Call options by funds: $14.1M | Put options by funds: $9.37M

37% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 41

26% more capital invested

Capital invested by funds: $8.01B → $10.1B (+$2.11B)

19% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 144

2% more funds holding

Funds holding: 465475 (+10)

1.8% more ownership

Funds ownership: 67.15%68.95% (+1.8%)

Holders
475
Holders Change
+10
Holders Change %
+2.15%
% of All Funds
12.67%
Holding in Top 10
9
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+125%
% of All Funds
0.24%
New
56
Increased
172
Reduced
144
Closed
41
Calls
$14.1M
Puts
$9.37M
Net Calls
+$4.76M
Net Calls Change
-$135K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.35B +$29.9M +639,494 +2%
Wellington Management Group
2
Wellington Management Group
Massachusetts
$976M +$38.8M +829,146 +5%
NLI
3
Nippon Life Insurance
Japan
$934M
Harris Associates
4
Harris Associates
Illinois
$621M -$17M -364,555 -3%
State Street
5
State Street
Massachusetts
$608M +$8.93M +191,003 +2%
Capital Research Global Investors
6
Capital Research Global Investors
California
$424M +$91.7M +1,960,000 +31%
BIT
7
BlackRock Institutional Trust
California
$398M +$16.6M +354,687 +5%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$374M -$55M -1,175,628 -14%
Northern Trust
9
Northern Trust
Illinois
$309M -$5.48M -117,289 -2%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$289M +$1.79M +38,192 +0.7%
BFA
11
BlackRock Fund Advisors
California
$239M +$10.6M +226,981 +5%
Dimensional Fund Advisors
12
Dimensional Fund Advisors
Texas
$187M +$4.09M +87,361 +2%
MPI
13
Mairs & Power Inc
Minnesota
$148M -$881K -18,850 -0.6%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$121M +$3.58M +76,561 +3%
BG
15
BlackRock Group
United Kingdom
$119M +$4.8M +102,637 +5%
TA
16
Teachers Advisors
New York
$114M +$19.8M +424,089 +24%
Schroder Investment Management Group
17
Schroder Investment Management Group
United Kingdom
$94.2M -$16.9M -360,820 -16%
PAM
18
Panagora Asset Management
Massachusetts
$81.6M +$27.7M +591,490 +60%
Norges Bank
19
Norges Bank
Norway
$80.4M -$3.04M -65,092 -4%
Ameriprise
20
Ameriprise
Minnesota
$79.3M +$2.81M +60,061 +4%
Bank of America
21
Bank of America
North Carolina
$77.9M -$4.13M -88,379 -6%
Legal & General Group
22
Legal & General Group
United Kingdom
$71.9M +$490K +10,486 +0.8%
Arrowstreet Capital
23
Arrowstreet Capital
Massachusetts
$58.3M -$22.2M -475,626 -30%
Charles Schwab
24
Charles Schwab
California
$56.9M +$2.65M +56,740 +5%
Goldman Sachs
25
Goldman Sachs
New York
$55.1M -$38.8M -829,374 -44%

PFG Hedge Fund Activity: Q3 2016 in Review

475 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2016, worth a combined $10.1B — up 26% from $8.01B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new PFG positions and 41 closed out — a net gain of 15 holders — while 172 added to existing stakes and 144 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $91.7M. The largest seller was Bank of New York Mellon, cutting an estimated $55M.

  • 475 institutional investors held Principal Financial Group (PFG) as of Q3 2016, up from 465 in Q2 2016.
  • Funds reported $10.1B of Principal Financial Group stock for Q3 2016, up 26% quarter-over-quarter.
  • 56 funds opened new Principal Financial Group positions in Q3 2016 and 41 closed out, a net change of +15 holders.
  • The largest Principal Financial Group buyer in Q3 2016 was Capital Research Global Investors, an estimated $91.7M added.
  • The largest Principal Financial Group seller in Q3 2016 was Bank of New York Mellon, an estimated $55M sold.

Based on aggregated 13F filings for Q3 2016.