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Principal Financial Group

348 hedge funds and large institutions have $8.32B invested in Principal Financial Group in 2013 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 116 increasing their positions, 131 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 28

58% more call options, than puts

Call options by funds: $16.6M | Put options by funds: $10.5M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

12% more capital invested

Capital invested by funds: $7.44B → $8.32B (+$887M)

6% more funds holding

Funds holding: 329348 (+19)

1.52% less ownership

Funds ownership: 67.72%66.2% (-1.5%)

11% less repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 131

Holders
348
Holders Change
+19
Holders Change %
+5.78%
% of All Funds
11.28%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
50
Increased
116
Reduced
131
Closed
28
Calls
$16.6M
Puts
$10.5M
Net Calls
+$6.09M
Net Calls Change
-$3.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Capital Research Global Investors
1
Capital Research Global Investors
California
$857M +$38.2M +915,000 +5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$814M +$24.5M +586,612 +3%
NLI
3
Nippon Life Insurance
Japan
$777M
Bank of New York Mellon
4
Bank of New York Mellon
New York
$600M -$100M -2,401,229 -15%
State Street
5
State Street
Massachusetts
$527M -$5.59M -134,137 -1%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$448M -$95.9M -2,299,091 -18%
Harris Associates
7
Harris Associates
Illinois
$415M +$70.9K +1,700 +0%
Northern Trust
8
Northern Trust
Illinois
$364M -$15.6M -374,747 -4%
BIT
9
BlackRock Institutional Trust
California
$309M -$8.29M -198,829 -3%
Goldman Sachs
10
Goldman Sachs
New York
$263M -$21.7M -520,627 -8%
BFA
11
BlackRock Fund Advisors
California
$148M +$1.47M +35,217 +1%
UBS AM
12
UBS AM
Illinois
$133M -$3.07M -73,718 -2%
MPI
13
Mairs & Power Inc
Minnesota
$113M -$2M -47,967 -2%
AGA
14
Altrinsic Global Advisors
Connecticut
$103M -$51.8M -1,242,610 -34%
Ameriprise
15
Ameriprise
Minnesota
$93M -$16.1M -387,189 -15%
BG
16
BlackRock Group
United Kingdom
$87.7M +$3.91M +93,766 +5%
TCIM
17
TIAA CREF Investment Management
New York
$85.2M -$2.52M -60,322 -3%
Dimensional Fund Advisors
18
Dimensional Fund Advisors
Texas
$83.8M +$1.59M +38,167 +2%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$81.8M +$2.78M +66,766 +4%
Bank of America
20
Bank of America
North Carolina
$79.1M +$947K +22,720 +1%
SI
21
Scout Investments
Missouri
$70.8M -$7.67M -183,917 -10%
Legal & General Group
22
Legal & General Group
United Kingdom
$59.4M -$4.67M -112,034 -7%
TA
23
Teachers Advisors
New York
$57.5M +$224K +5,378 +0.4%
Deutsche Bank
24
Deutsche Bank
Germany
$55.8M -$15.6M -374,060 -22%
Axa
25
Axa
France
$51.7M +$24.1M +577,200 +92%