We are live on ! Find out more
PFG icon

Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$985M +$26.2M +682,231 +3%
NLI
2
Nippon Life Insurance
Japan
$716M
Wellington Management Group
3
Wellington Management Group
Massachusetts
$674M -$106M -2,750,567 -14%
Harris Associates
4
Harris Associates
Illinois
$489M +$84.4M +2,194,285 +21%
State Street
5
State Street
Massachusetts
$465M +$1.8M +46,665 +0.4%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$339M -$11.2M -291,192 -3%
BIT
7
BlackRock Institutional Trust
California
$291M +$8.75M +227,460 +3%
Northern Trust
8
Northern Trust
Illinois
$250M -$14.8M -385,001 -6%
Capital Research Global Investors
9
Capital Research Global Investors
California
$247M -$105M -2,729,600 -30%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$190M +$7.01M +182,151 +4%
BFA
11
BlackRock Fund Advisors
California
$177M -$1.87M -48,523 -1%
Dimensional Fund Advisors
12
Dimensional Fund Advisors
Texas
$131M +$425K +11,036 +0.3%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$131M -$859K -22,318 -0.7%
MPI
14
Mairs & Power Inc
Minnesota
$115M +$455K +11,820 +0.4%
Bank of America
15
Bank of America
North Carolina
$101M +$4.19M +108,883 +4%
BG
16
BlackRock Group
United Kingdom
$86.9M +$1.82M +47,210 +2%
Schroder Investment Management Group
17
Schroder Investment Management Group
United Kingdom
$84.6M -$1.6M -41,584 -2%
Goldman Sachs
18
Goldman Sachs
New York
$75.3M -$72.1M -1,873,805 -50%
TA
19
Teachers Advisors
New York
$69.7M +$476K +12,364 +0.7%
Deutsche Bank
20
Deutsche Bank
Germany
$64.4M +$31.4M +816,903 +100%
WG
21
Winton Group
United Kingdom
$63.1M +$32.1M +835,246 +109%
TCIM
22
TIAA CREF Investment Management
New York
$58.1M -$8.37M -217,471 -13%
Arrowstreet Capital
23
Arrowstreet Capital
Massachusetts
$50.9M -$11M -284,881 -18%
Legal & General Group
24
Legal & General Group
United Kingdom
$50.4M +$1.12M +29,201 +2%
CS
25
Credit Suisse
Switzerland
$49M +$7.11M +184,767 +17%

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.