We are live on ! Find out more
PFG icon

Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.19B -$44.2M -1,036,797 -3%
BlackRock
2
BlackRock
New York
$923M -$4.72M -110,736 -0.5%
NLI
3
Nippon Life Insurance
Japan
$730M
Capital Research Global Investors
4
Capital Research Global Investors
California
$540M +$19.8M +464,232 +4%
State Street
5
State Street
Massachusetts
$498M -$15.2M -355,706 -3%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$267M -$20.4M -478,564 -7%
Northern Trust
7
Northern Trust
Illinois
$194M +$737K +17,285 +0.4%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$182M -$220K -5,171 -0.1%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$152M +$3.19M +74,914 +2%
MPI
10
Mairs & Power Inc
Minnesota
$147M -$12.1K -284 -0%
Wellington Management Group
11
Wellington Management Group
Massachusetts
$133M -$1.62M -38,070 -1%
Charles Schwab
12
Charles Schwab
California
$132M +$9.75M +228,753 +7%
Norges Bank
13
Norges Bank
Norway
$130M -$1.24M -29,200 -0.9%
Fidelity Investments
14
Fidelity Investments
Massachusetts
$120M -$10M -234,894 -7%
T. Rowe Price Associates
15
T. Rowe Price Associates
Maryland
$115M +$43.1M +1,010,954 +55%
Arrowstreet Capital
16
Arrowstreet Capital
Massachusetts
$107M +$71.3M +1,673,800 +168%
Invesco
17
Invesco
Georgia
$100M -$51.6M -1,210,062 -33%
PP
18
Prudential plc
United Kingdom
$73.8M -$14.1M -331,400 -15%
Legal & General Group
19
Legal & General Group
United Kingdom
$70.2M -$1.95M -45,725 -3%
Goldman Sachs
20
Goldman Sachs
New York
$60M -$1.86M -43,575 -3%
Morgan Stanley
21
Morgan Stanley
New York
$57.3M +$14M +328,564 +30%
PPA
22
Parametric Portfolio Associates
Washington
$56.8M +$716K +16,796 +1%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$52.8M +$9.59M +225,092 +22%
UBS AM
24
UBS AM
Illinois
$47.6M +$2.98M +70,027 +6%
Sumitomo Mitsui Trust Group
25
Sumitomo Mitsui Trust Group
Japan
$45.9M -$3.18M -74,513 -6%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.