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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.12B +$23.7M +457,376 +2%
Wellington Management Group
2
Wellington Management Group
Massachusetts
$912M +$80.7M +1,556,909 +9%
NLI
3
Nippon Life Insurance
Japan
$859M
State Street
4
State Street
Massachusetts
$549M -$326K -6,295 -0.1%
Harris Associates
5
Harris Associates
Illinois
$483M +$5.29K +102 +0%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$440M -$31.4M -605,592 -6%
Capital Research Global Investors
7
Capital Research Global Investors
California
$426M -$54.4M -1,050,000 -10%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$345M -$5.66M -109,319 -1%
BIT
9
BlackRock Institutional Trust
California
$342M +$1.37M +26,419 +0.4%
Northern Trust
10
Northern Trust
Illinois
$332M -$8.17M -157,588 -2%
BFA
11
BlackRock Fund Advisors
California
$200M +$6.04M +116,496 +3%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$161M +$27.4M +527,955 +18%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$153M +$22.5M +433,686 +16%
Goldman Sachs
14
Goldman Sachs
New York
$148M -$15M -289,057 -8%
MPI
15
Mairs & Power Inc
Minnesota
$138M -$482K -9,310 -0.3%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$104M +$1.28M +24,649 +1%
Bank of America
17
Bank of America
North Carolina
$103M +$26.8M +517,591 +31%
BG
18
BlackRock Group
United Kingdom
$101M +$2.1M +40,467 +2%
Arrowstreet Capital
19
Arrowstreet Capital
Massachusetts
$95.9M +$22.7M +438,900 +28%
Schroder Investment Management Group
20
Schroder Investment Management Group
United Kingdom
$79.4M -$48.8M -942,022 -36%
TA
21
Teachers Advisors
New York
$74M +$5.7M +110,039 +8%
Ameriprise
22
Ameriprise
Minnesota
$71.3M +$6.18M +119,194 +9%
Victory Capital Management
23
Victory Capital Management
Texas
$64.3M +$17.6M +338,822 +33%
TCIM
24
TIAA CREF Investment Management
New York
$64M +$3.08M +59,461 +5%
Legal & General Group
25
Legal & General Group
United Kingdom
$58.6M +$2.15M +41,564 +3%

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.